There are two kinds of people* – those who like forewords, introductions, prefaces, author’s notes, footnotes, appendices, bibliographies, notes on the text, maps etc, and those who don’t. But we’ll get back to that shortly.
* there are more than two kinds of people. Possibly infinite kinds of people. Or maybe there’s only one kind; I’m never sure
A few times recently, I’ve come across the idea (which I think is mainly an American academic one, but I might be completely mistaken about that) that parentheses should only be used when you really have to (but when do you reallyhave to?) because anything that is surplus to the requirements of the main thrust of one’s text is surplus to requirements full stop, and should be left out. But that’s wrong. The criticism can be and is extended to anything that interrupts the flow* of the writing. But that is also wrong. Unless you happen to be writing a manual or a set of directions or instructions, writing isn’t (or needn’t be) a purely utilitarian pursuit and the joy of reading (or of writing) isn’t in how quickly or efficiently (whatever that means in this context) you can do it. Aside from technical writing, the obvious example where economy just may be valuable is poetry – which however is different and should probably have been included in a footnote, because footnotes are useful for interrupting text without separating the point you’re making (in a minute) from the point you’re commenting on or adding to (a few sentences ago), without other, different stuff getting in the way.
*like this¹ ¹but bear in mind that people don’t write footnotes by accident – the interruption is deliberate² ²and sometimes funny
I would argue (though the evidence of a lot of poetry itself perhaps argues against me – especially the Spenser’s Faerie Queen, Michael Drayton’s Poly-Olbion kind of poetry that I’m quite fond of) that a poem should be** the most economical or at least the most effective way of saying what you have to say – but who’s to say that economical and effective are the same thing anyway?)
**poets, ignore this; there is no should be
Clearly (yep), the above is a needlessly convoluted way of writing, and can be soul-achingly annoying to read; but – not that this is an effective defence – I do it on purpose. As anyone who’s read much here before will know, George Orwell is one of my all-time favourite writers, and people love to quote his six rules for writing, but while I would certainly follow them if writing a news story or article where brevity is crucial, otherwise I think it’s more sensible to pick and choose. So;
Never use a metaphor, simile, or other figure of speech which you are used to seeing in print. Absolutely; although sometimes you would use them because they are familiar, if making a specific point, or being amusing. Most people, myself included, just do it by accident; because where does the dividing line fall? In this paragraph I have used “by accident” and “dividing line” which seem close to being commonly used figures of speech (but then so does “figure of speech”). But would “accidentally” or something like “do it without thinking” be better than “by accident?” Maybe.
Never use a long word where a short one will do. The key point here is will do. In any instance where a writer uses (for example) the word “miniscule” then “small” or “tiny” would probably “do”. But depending on what it is they are writing about, miniscule or microscopic might “do” even better. Go with the best word, not necessarily the shortest.
If it is possible to cut a word out, always cut it out. Note that Orwell wrote ‘always’ here where he could just have said If it is possible to cut a word out, cut it out.Not everything is a haiku, George.
Never use the passive where you can use the active. Surely it depends what you’re writing? If you are trying, for instance, to pass the blame for an assault from a criminal on to their victim, you might want a headline that says “X stabbed after drug and alcohol binge” rather than “Celebrity kills X.” You kind of see Orwell’s point though.
Never use a foreign phrase, a scientific word, or a jargon word if you can think of an everyday English equivalent. Both agree and disagree; as a mostly monolingual person I agree, but some words and phrases (ironically, usually ones in French, a language I have never learned and feel uncomfortable trying to pronounce; raison d’etre or enfant terrible for example) just say things more quickly and easily (I can be utilitarian too) than having to really consider and take the time to say what you mean. They are a shorthand that people in general understand. Plus, in the age of smartphones, it really doesn’t do native English speakers any harm to have to look up the meanings of foreign words occasionally (I do this a lot). The other side of the coin (a phrase I’m used to seeing in print) is that with foreign phrases is it’s funny to say them in bad translations like “the Tour of France” (which I guess must be correct) or “piece of resistance” (which I am pretty sure isn’t) so as long as you are understood (assuming that you want to be understood) use them any way you like.
Break any of these rules sooner than say anything outright barbarous. It’s hard to guess what George Orwell would have considered outright barbarous (and anyway, couldn’t he have cut “outright”?) but anyone reading books from even 30, 50 or a hundred years ago quickly sees that language evolves along with culture, so that rules – even useful ones – rarely have the permanence of commandments.
So much for Orwell’s rules; I was more heartened to find that something I’ve instinctively done – or not done – is supported by Orwell elsewhere. That is, that I prefer, mostly in the name of cringe-avoidance, not to use slang that post-dates my own youth. Even terms that have become part of normal mainstream usage (the most recent one is probably “woke”) tend to appear with inverted commas if I feel like I must use them, because if it’s not something I would be happy to say out loud (I say “woke” with inverted commas too) then I’d prefer not to write it. There is no very logical reason for this and words that I do comfortably use are no less subject to the whims of fashion, but still; the language you use is part of who you are, and I think Orwell makes a very good case here, (fuller version far below somewhere because even though I have reservations about parts of it it ends very well):
“Each generation imagines itself to be more intelligent than the one that went before it, and wiser than the one that comes after it. This is an illusion, and one should recognise it as such, but one ought also to stick to one’s world-view, even at the price of seeming old-fashioned: for that world-view springs out of experiences that the younger generation has not had, and to abandon it is to kill one’s intellectual roots.”
Review of A Coat of Many Colours: Occasional Essays by Herbert Read. (1945) The Collected Essays, Journalism and Letters of George Orwell Volume 4. Penguin 1968, p.72
Back to those two kinds* of people: I am the kind of person that likes and reads forewords, introductions, prefaces, author’s notes, footnotes, appendices, bibliographies, notes on the text, maps and all of those extras that make a book more interesting/informative/tedious.
*I know.
In one of my favourite films, Whit Stillman’s Metropolitan (1990), the protagonist Tom Townsend (Edward Clements), says “I don’t read novels. I prefer good literary criticism. That way you get both the novelists’ ideas as well as the critics’ thinking. With fiction I can never forget that none of it really happened, that it’s all just made up by the author.” Well, that is not me; but I do love a good bit of criticism and analysis as well as a good novel. One of my favourite ever pieces of writing of any kind, which I could, but choose not to recite parts of by heart, is the late Anne Barton’s introduction to the 1980 New Penguin Shakespeare edition of Hamlet*. I love Hamlet, but I’ve read Barton’s introduction many more times than I’ve read the play itself, to the point where phrases and passages have become part of my mind’s furniture. It’s a fascinating piece of writing, because Professor Barton had a fascinating range and depth of knowledge, as well as a passion for her subject; but also and most importantly because she was an excellent writer. If someone is a good enough writer**, you don’t even have to be especially interested in the subject to enjoy what they write. Beyond the introduction/footnote but related in a way are the review and essay. Another of my favourite books – mentioned elsewhere I’m sure, as it’s one of the reasons that I have been working as a music writer for the past decade and a half, is Charles Shaar Murray’s Shots from the Hip, a collection of articles and reviews. The relevant point here is that more than half of its articles – including some of my favourites – are about musicians whose work I’m quite keen never to hear under any circumstances, if humanly possible. Similarly, though I find it harder to read Martin Amis’s novels than I used to (just changing taste, not because I think they are less good), I love the collections of his articles, especially The War Against Cliché and Visiting Mrs Nabokov. I already go on about Orwell too much, but as I must have said somewhere, though I am a fan of his novels, it’s the journalism and criticism that he probably thought of as ephemeral that appeals to me the most.
*All of the New Penguin Shakespeare introductions that I’ve read have been good, but that is in a different league. John Dover Wilson’s What Happens in Hamlet (1935, though the edition I have mentions WW2 in the introduction, as I remember; I like the introduction) is sometimes easy to disagree with but it has a similar excitement-of-discovery tone as Anne Barton’s essay
**Good enough, schmood enough; what I really mean is if you like their writing enough. The world has always been full of good writers whose work leaves me cold
All this may have started, as I now realise that lots of things seem to in my writing did, with Tolkien. From the first time I read his books myself, I loved that whatever part of Middle-Earth and its people you were interested in, there was always more to find out. Appendices, maps, whole books like The Silmarillion which extended the enjoyment and deepened the immersion in Tolkien’s imaginary world. And they were central to that world – for Tolkien, mapping Middle-Earth was less making stuff up than it was a detailed exploration of something he had already at least half imagined. Maybe because I always wanted to be a writer myself – and here I am, writing – whenever I’ve really connected with a book, I’ve always wanted to know more. I’ve always been curious about the writer, the background, the process. I’ve mentioned Tintin lots of times in the past too and my favourite Tintin books were, inevitably, the expanded editions which included Herge’s sketches and ideas, the pictures and objects and texts that inspired him. I first got one of those Tintin books when I was 9 or so, but as recently as the last few years I bought an in many ways similar expanded edition of one of my favourite books as an adult, JG Ballard’s Crash. It mirrors the Tintins pretty closely; explanatory essays, sketches, notes, ephemera, all kinds of related material. Now just imagine how amazing a graphic novel of Crash in the Belgian ligne claire style would be.*
*a bit like Frank Miller and Geof Darrow’s fantastic-looking but not all that memorable Hard Boiled (1990-92) I guess, only with fewer robots-with-guns shenanigans and more Elizabeth Taylor
A good introduction or foreword is (I think) important for a collection of poems or a historical text of whatever kind. Background and context and, to a lesser extent, analysis expand the understanding and enjoyment of those kinds of things. An introduction for a modern novel though is a slightly different thing and different also from explanatory notes, appendices and footnotes and it’s probably not by chance that they mainly appear in translations or reprints of books that already enjoyed some kind of zeitgeisty success. When I first read Anne Barton’s introduction to Hamlet, I already knew what Hamletwas about, more or less. And while I don’t think “spoilers” are too much of an issue with fiction (except for whodunnits, which I have so far not managed to enjoy), do you really want to be told what to think of a book before you read it? But a really good introduction will never tell you that. If in doubt, read them afterwards!
Some authors, and many readers, see all of these extraneous things as excess baggage, surplus to requirements, which obviously they really are, and that’s fair enough. If the main text of a novel, a play or whatever, can’t stand on its own then no amount of post-production scaffolding will make it satisfactory.* And presumably, many readers pass their entire lives without finding out or caring why the author wrote what they wrote, or what a book’s place in the pantheon of literature (or just “books”) is. Even as unassailably best-selling an author as Stephen King tends to be a little apologetic about the author’s notes that end so many of his books, despite the fact that nobody who doesn’t read them will ever know that he’s apologetic. Still; I for one would like to assure his publisher that should they ever decide to put together all of those notes, introductions and prefaces in book form, I’ll buy it. But would Stephen King be tempted to write an introduction for it?
* though of course it could still be interesting, like Kafka’s Amerika, Jane Austen’s Sanditon or Tolkien and Hergé (them again) with Unfinished Tales or Tintin and Alph-Art
That Orwell passage in full(er):
“Clearly the young and middle aged ought to try to appreciate one another. But one ought also to recognise that one’s aesthetic judgement is only fully valid between fairly well-defined dates. Not to admit this is to throw away the advantage that one derives from being born into one’s own particular time. Among people now alive there are two very sharp dividing lines. One is between those who can and can’t remember the period before 1914; the other is between those who were adults before 1933 and those who were not.* Other things being equal, who is likely to have a truer vision at the moment, a person of twenty or a person of fifty? One can’t say, though on some points posterity may decide. Each generation imagines itself to be more intelligent than the one that went before it, and wiser than the one that comes after it. This is an illusion, and one should recognise it as such, but one ought also to stick to one’s world-view, even at the price of seeming old-fashioned: for that world-view springs out of experiences that the younger generation has not had, and to abandon it is to kill one’s intellectual roots.”
*nowadays, the people who can or can’t remember life before the internet and those who were adults before 9/11? Or the Trump presidency? Something like that seems right
I love books. I want books. Post-Christmas I’m in the enviable position of having – not money, but in a way even better, virtual money that can only be spent on books. What I don’t have though, is a lot of space for books. So, periodically pruning the library (too grand a word) or book collection (worse?) or “my books” (better) is a painful necessity. But what to prune, and why? So far, every single time I’ve put together a box of books and dispersed it to charity shops I’ve almost immediately ‘needed’ one of the books I purged. On a few occasions (see here) I’ve bought back books (not the same actual copy though; I’m not that bad, yet) that I got rid of. And I’ll probably do it again, but I’m trying not to.
Why is it painful to get rid of books? Pompously, because the books you own are a reflection of yourself; of skins shed and personalities outgrown and discarded, and in a way a direct line back to your (possibly alarming) former selves with their sometimes alien tastes and enthusiasms.* Less pompously, because in general, I want more books, not fewer. I can’t think of an occasion when I got rid of a book simply because I didn’t like or just didn’t want it, though I’m sure it’s happened. And so, for decades I still owned (and may still have somewhere) the little red Gideons Bible that was given out to pupils when starting high school (do they still do that?). Its bookplate (ex-libris? Both terms seem very archaic) hints strongly at the typical kind of 12 year old boy that it was given to: Name: William Pinfold Form: human. Similarly, I may still have the books given to me in the street by Hare Krishna followers, which seems not to happen now but was a frequent enough thing in the early 90s that I can still remember without checking** that they were credited to and/or consisted of teachings by “His Divine Grace A.C. Bhaktivedanta Swami.” They often had nice, pleasingly psychedelic cover paintings but were invariably disappointing to try to read because, even when they had amazing titles like Easy Journey to Other Planets, they were all about Krishna consciousness – who knew?. But these are books that would be impossible to replace (in a personal sense; easy enough to get hold of different copies of them). More complicatedly – and just annoyingly, with space at a premium, I have multiple copies of some favourite books and will probably buy even more copies of them, if I come across them with covers that I like but don’t have and if they are cheap.
*case in point; I had forgotten how much I liked Camille Paglia in the days before libertarianism was an essentially standard right-wing-asshole viewpoint and when her provocative/confrontational ideas didn’t yet include being disingenuously frivolous about child abuse
** I’m only human though; I spelled his name wrong until looking out a picture of the book, Possibly absorbing his teachings might have helped?
So yes, I have quite a lot of books; but although ‘book collectors’ exist, I don’t qualify as one. Collecting is deliberate and with presumably, a specific end point in view; a collection. Collecting things is fun up to a point, but ultimately a thankless and frustrating task without the required personality type. It (fleetingly) irritates me when an author I like has written four or five books and the publisher changes the cover design or size after the first few, so the mismatched chaos of a complete collection is not for me. Not to mention that there are writers – Michael Moorcock, in print since the 1950s and as far as I know still writing, is the obvious example for me – who have, over the course of decades, written a ridiculous number of books, which have appeared under countless imprints in myriad editions and countries and therefore offer an opportunity for an epic and soul-crushingly futile quest for the true completist. I am not that completist.
On the other hand, following the old stately home-library tradition of having a personalised ex-libris/bookplate/sticker thing, with its individualistic iconography always seems like a nice idea – even if it’s essentially just a picturesque way of writing your name in a book, which I would never do. It’s nice see a decorative ex-libris in an old book, but although the thought of having one’s own books personalised in that way is nice, the reality of actually sticking them in the books – fun for maybe the first ten or twenty, but after that too tedious to consider, is not so appealing. So, not a collector; but even not a true bibliophile either, at least in the sense that sometimes is written about. I do love books, but not all or any books, I don’t contemplate, like a wine taster, the smell of old books. There are of course books with distinctive odours, some pleasant (to me) like the dry and somehow slightly spicy smell (probably best to not think too much about) of old calf-bound volumes from the 18th century and earlier, others less so, like the peculiarly vomit-like bouquet of new children’s books. And though browsing through shelves and rooms of books can be and usually is an entirely pleasant pastime, after the excitement has faded there can be something a little depressing about looking through piles of chilly, mildewy, corrugated and fat-with-damp paperbacks in the bigger, more drafty and warehouse-like charity shops or auction rooms.
Still; books are artifacts in themselves and not just valuable for their contents. Though judging books by their covers is frowned on, that’s kind of what the covers are for. I’ve written about this stuff in several places before so won’t go on about it here, but there’s never been a time that I’ve read as hungrily or as indiscriminately as when I was a child, and until I found authors that were trustworthy – I will try to get onto the second part of that Robert Westall feature some time this year – covers were the thing that drew me in. I loved fantasy, history and sci-fi, so covers were what made books leap off the shelves of the local library or school library. And there were somehow never enough books to read, so that when, aged 12 – 14 or so, our English teacher required pupils to take books out of the school library every week, it was a perfect opportunity to branch out. After a fairly short time the kind of books I automatically wanted to read had been exhausted and it was necessary to try something else. It’s a strange thing, reading not-for-you books, kind of like trying on other people’s clothes, but I gave it a go, as I have a few times since then*. The book that stands out in my memory – or at least its cover does – is Desmond Bagley’s Bahama Crisis (1980). Being a newcomer to men’s thrillers (still an alien world mostly) I think I was expecting, without much excitement, James Bond (never a fan)-style action, but as I very hazily remember the book was mostly a soapy kind of story about the difficulties of running a hotel in the Bahamas.(??) I didn’t mind it, but although records tell me** that I got more Desmond Bagleys out of the library – I had to get something – none of them, or their titles or even their covers stick in my mind at all.
*reading not-for-me books, not trying on other peoples’ clothes ** there’s a list in an old school jotter which I never threw away
It’s hard to imagine, as the world has become ever-more commercially driven, but it feels like publishers nowadays underestimate the seductive power of a good cover design (though what constitutes a good one is obviously subjective). There are several authors I liked as a young adult – Milan Kundera, Ian McEwan and Truman Capote spring to mind, but so (who would have thought it?) does Jean-Paul Sartre – who I might well never have read at all if I didn’t find the covers of their books so alluring. In retrospect the late 80s/early 90s seems like a golden age of book design to me, and don’t think it’s entirely because of the age I was when I first saw them. I was still only in my early 20s a few years later when book jackets became dominated by neon, acid colours and deliberately jarring designs and those left me cold at the time and look dated now. The covers I associate with that ‘golden age’ are entirely typical of the look that much literary fiction was going for at the time.
Have there ever been cooler looking books than the 80s Faber & Faber or “King Penguin” (whatever happened to King Penguins?) Milan Kunderas? Or Russell Mills‘ genius covers for Picador’s Ian McEwans? Is it just a coincidence that they have a lot in common Dave McKean’s graphic novel designs of the time like Violent Cases and Arkham Asylum or Bill Sienkiewicz’s Stray Toasters? And though Penguin Modern Classics still look good now have they ever looked better than the pale green spines and black and white photo covers of that period?
Of course covers can mislead too; much as Peruvian painter Boris Vallejo is some kind of genius, one quickly learned that his covers were no guarantee of quality. Everything about John Norman’s Gor series – the sub-Tolkien/Robert E Howard setting, the Vallejo (and Vallejo imitators – of whom there were many) artwork, the swords and sorcery and gratuitous violence and sex – were guaranteed to appeal to the male, teenage fantasy fan; and yet the books were bizarrely dull to read. Actually, to be fair to Norman, the sex in the Gor books is hardly gratuitous, since it’s basically the whole point of the series; but the endless, tedious essays about masculine power and the bondage fantasies that pepper his books; without the thrill of the quest or even an alleviating sense of humour, is definitely an acquired taste. It was good to read, years later, Micheal Moorcock – along with Tolkien my favourite fantasy author – writing about how boring and tacky the Gor books were. I didn’t think it could just be me. Of course, Moorcock attacked Tolkien too, but though his essay Epic Pooh is not only a good read, but also hard to argue with at times (Moorcock’s main point is that Tolkien is conservative in his worldview and reproduces the class outlook and prejudices of his generation in his fiction) somehow Tolkien’s books resist the criticism effortlessly, if you’re a fan. I think it’s because for Tolkien, the background and history and world-building (as I believe they say nowadays) was the main point of interest, whereas for most subsequent heroic fantasy authors, all that is just the window dressing, so that Middle Earth feels real and believable in a way that most fantasy “realms” don’t. I don’t think there’s any point in Lord of the Rings where the reader has a question that they feel Tolkien couldn’t answer satisfactorily. That said, I imagine sex-related questions would have made him uncomfortable, whereas John Norman might not be able to tell you the detailed history and folklore of Counter-Earth as Tolkien could with Middle Earth, but he could definitely tell you which ropes, gag or whips are favoured by which tribes.
So; looking through my books there are many different versions of myself; because you read books that reflect your interests but often you also get those interests from books themselves. From the age of 8 or so, the Fighting Fantasy role-playing game book series cut across many of my interests. But even then, those books appealed to the child-me in the first place because I loved history and mythology and legends and Asterix the Gaul. But I’ve written more about children’s books and related subjects here and here and here and here and probably elsewhere too, so will try not to repeat myself. It’s easy to think of books that had a big influence on my interests as a child – the version of me that wanted to be an archaeologist wasn’t just thanks to Indiana Jones; before I ever saw Raiders of the Lost Ark I was already fascinated by the Aztecs and Incas because of Tintin and the Romans via Asterix – but also those things plus Ancient Egypt, Ancient China, the Normans, medieval history and knights etc via a big book called The History of the World that I got at a Primary School “Bring & Buy Sale” when I must have been 8 or so. That book had – still has in fact – painted illustrations that I remember vividly; ancient Sumerians, Julius Caesar being stabbed to death in the forum, ancient Greek ladies in strange clothes that exposed their breasts; mysteriously exciting even to an 8 year old, Genghis Khan on his horse, Viking raiders etc, etc. The me who loved space stuff was partly thanks to excitement about the space shuttle program (admittedly that cooled off after the Challenger disaster) and Star Wars, but also 2000 AD comic and the very badly-bound but beautiful reprints of old Dan Dare comics that Paper Tiger published in the early 80s)
But all this is getting away from the point, which is that book ownership is not just about reading. Books like the Bible or Easy Journey to Other Planets are not being kept to read, any more than E.W. Hildick’s Deadline for McGurk, a towering masterpiece as a kid but probably unreadable as an adult, or the different variants of The Fellowship of the Ring or JG Ballard’s Crash that take up valuable shelf space. Getting rid of them would feel wrong, at least unless there was a good cause or if more worthy books come along and the space must reluctantly be yielded to them. That’s the not-so-great thing about having book tokens to spend; the need to consider, plan and use them wisely. I probably won’t.
To start with, this was mostly about books, and I think it will end that way too. But it begins with a not terribly controversial statement; hero worship is not good. And the greatest figures in the fight for human rights or human progress of one kind or another – Martin Luther King, Jr, Emmeline Pankhurst, Gandhi – without wishing to in any way diminish their achievements – would not have achieved them alone. Rosa Parks is a genuine heroine, but if she had been the only person who believed it was wrong for African-American people to be forced to give up seats for white people, the practice would still be happening. These individuals are crucial because they are catalysts for and agents of change – but the change itself happens because people – movements of people – demand it.
This is obviously very elementary and news to nobody, but it’s still worth remembering in times like these, when people seem to be drawn to somewhat messianic figures (or to elevate people who have no such pretensions themselves to quasi-messianic status). One of the problems with messiahs is that when they don’t fulfil the hopes of their followers, their various failures or defeats (of whatever kind) take on a cataclysmic significance beyond the usual, human kind of setback and re-evaluation. It’s only natural to feel discouraged if your political or spiritual dreams and hopes are shattered, but it’s also important to remember that the views and opinions that you were drawn to and which you agree with are yours too. They are likely to be shared by millions of people and the fact that they are also apparently not shared by a greater number in no way invalidates them or renders them pointless.
The history of human progress is, mostly, the history of people fighting against entrenched conservative views in order to improve the lives of all people, including, incidentally, the lives of those people they are fighting against. This obviously isn’t the case in ultimately ideological revolutions like those in France or Russia, which quickly abandoned their theoretically egalitarian positions in order to remove undesirable elements altogether, or the Nazi revolution in Germany, which never pretended to be inclusive in the first place. Hopelessness, whether cynical or Kierkegaard-ishly defiant, is a natural response, but the biggest successes of human rights movements – from the abolition of slavery to the enfranchisement of women to the end of apartheid in South Africa to the legalisation of abortion or gay marriage – have often taken place during eras which retrospectively do not seem especially enlightened; if you believe in something, there is hope.
But when change is largely driven by mass opinion or pressure – and when we know that it is – why is it the individual; Rameses II, Julius Caesar, Genghis Khan, Napoleon, Garibaldi, Lenin, Hitler, the Dalai Lama, Queens, Kings, political leaders – that looms so large in the way we see events historically? Anywhere from three to six million people died in the “Napoleonic Wars” – Napoleon wasn’t one of them, his armies didn’t even win them; but they are, to posterity, his wars. The short answer is I think because as individuals, it is individuals we identify with. We have a sense of other peoples’ lives, we live among other people (sounds a bit Invasion of the Bodysnatchers), but we only know our own life, and we only see the world through the window of our own perceptions.
The artist Sara Shamma – who, significantly has undertaken many humanitarian art projects, but has also done much of her most profound work in self-portraiture – said “I think understanding a human being is like understanding the whole of humanity, and the whole universe” and the more I’ve thought about that statement the more true it seems. If we truly understand any human being, it is first, foremost and perhaps only, ourselves. And, unless you are a psychopath, in which case you have my condolences, you will recognise the traits you have – perhaps every trait you have – in other people, people who may seem otherwise almost entirely different from you. When you look at the classifications humankind has made for itself – good/bad, deadly sins, cardinal virtues – these are things we know to exist because, in varying degrees, we feel them in ourselves, and therefore recognise them in others. Even that most valued human tool, objectivity, is a human tool, just as logic, which certainly seems to explain to our understanding the way the world works, is a human idea and also an ideal. Interestingly but perhaps significantly, unlike nature, mathematics or gravity, human behaviour itself routinely defies logic. When we say – to whatever extent – we understand the universe, what I think we mean is that we understand our own conception of it. It’s easy to talk about the universe being boundless, but not limitless, or limitless, or connected to other universes as part of a multiverse (though not easy to talk about intelligently, for me), but regardless of what is ‘out there’, what we are actually talking about is all ‘in here’, in our own brain; the universe that you talk about and think about is whatever you think it is, however you perceive it. If what you believe dictates the way you live your life it may as well be, to all intents and purposes ‘the truth’. For Stephen Hawking there were black holes in space/time, and whether or not there actually are, for a creationist there probably aren’t.
This is not to say that there are no actual solid facts about (for example) the nature of the universe; but nonetheless to even prove – to us personally while alive – that anything at all continues to exist after our own death is impossible. We can of course see that it goes on after other people’s deaths, but then I can say with what I believe to be complete conviction that there is no God and that human beings are just (well I wouldn’t say “just”) a kind of sentient hourglass with the added fun that you never know how much sand it holds to start with – but that doesn’t change the fact that a whole range of Gods have made and continue to make a decisive difference to the lives of other people and therefore to the world.
But whereas that might sound like the background for some kind of Ayn Rand-ish radical individualism, I think the opposite is true; because if any of what I have written is correct, the key part is that it applies equally to everyone. The phrase ‘we’re all in the same boat’ is being bandied about a lot lately for pandemic-related reasons, and it’s only vaguely true as regards that particular situation. We aren’t in the same boat, or even necessarily in the same kind of body exactly, but what we do all share – if broadly – is the same kind of brain. We are all individuals, and If we are conscious, we are probably self conscious. And given that we live our – as far as we can safely tell – single earthly life as an individual human being, the idea that any of us is powerless during that lifetime is nonsense. When asked to name someone who has made a difference to the world, the first person you think of should be yourself. There would be no world as you know it without you in it, and that is not a small thing; by existing, you are changing the world. Whether for better or worse, only you can say.
Having faith in other people (or even just getting along with them) makes both your and their lives better, but the belief that one particular individual outside of yourself may be the solution to the world’s (or the country’s, etc) ills is worse than feeling powerless yourself; not only because it can reinforce that sense of powerlessness, but because it’s blatantly untrue and (I hate to use this completely devalued word, but never mind) elitist. And it reduces every issue, however complex, to a finite, succeed-or-fail one, which is rarely how the world works. The idea of the hero as saviour probably has about as much validity as the idea of the lone villain as the cause of whatever ills need to be cured. Hero-worship is both logical (because we see the world from the viewpoint of “I”) and also an oddly counter-intuitive ideal to have created, since in reality as we know it, the lone individual may be us, but is largely not how we live or how things work. We have structured our societies, whether on the smaller level of family or tribe, or the larger ones like political parties or nations, in terms of groups of people. But I suppose it is the same humanity that makes us aware of and empathetic to the feelings of others that makes us want to reduce ideas to their black and white, bad vs good essentials and then dress those ideas up in human clothes.
And so, to books! Reading fiction and watching films and TV, it’s amazing how the larger-than-life (but also simpler and therefore ironically smaller-than-life) hero/ine vs villain, protagonist vs antagonist and – most hackneyed of all (a speciality of genre fiction since such a thing existed, and the preserve or religion and mythology before that) – the ‘chosen one’ vs ‘dark lord’ narrative continues to be employed by writers and enjoyed by generations of people (myself included*), long past the age that one becomes aware of the formulaic simplification of it.
*for people of my generation, the mention of a ‘dark lord’ immediately conjures up Star Wars and Darth Vader/The Emperor, though the ‘chosen one’ theme is thankfully underplayed in the original trilogy. George Lucas doesn’t get much credit for the prequels, but making the chosen one becomethe dark lord is an interesting twist, even if Lucifer got there first.
Whatever its origins, it seems that people do want these kinds of figures in their lives and will settle for celebrities, athletes, even politicians in lieu of the real thing. Hitler was aware of it and cast himself in the lead heroic role, ironically becoming, to posterity, the antithesis of the character he adopted; Lenin, who by any logical reading of The Communist Manifesto should have been immune to the lure of hero worship, also cast himself in the lead role, as did most of his successors to the present day (and really; to enthusiastically read Marx and then approve a monumental statue of oneself displays, at best, a lack of self-awareness). The Judeo-Christian god with his demand, not only to be acknowledged as the creator of everything, but also to be actually worshipped by his creations, even in his Christian, fallible, just-like-us human form, is something of a special case, but clearly these are primordial waters to be paddling in.
Still, entertainment-wise, it took a kind of humbling to get even to the stage we’re at. Heroes were once demi-gods; Gilgamesh had many adventures, overcame many enemies, but when trying to conquer death found that he could not even conquer sleep. Fallible yes, but hardly someone to identify with. And Cain killed Abel, David killed Goliath, Hercules succeeded in his twelve tasks but was eventually poisoned by the blood of a hydra, Sun Wukong the Monkey King attained immortality by mistake while drunk, Beowulf was mortally wounded in his last battle against a dragon. Cúchulainn transformed into a monstrous creature and single-handedly defeated the armies of Queen Medb. King Arthur and/or the Fisher King sleep still, to be awoken when the need for them is finally great enough. These are heroes we still recognise today and would accept in the context of a blockbuster movie or doorstop-like fantasy novel, but less so in say, a soap opera or (hopefully) on Question Time. I knew some (but not all) of these stories when I was a child, but all of them would have made sense to me because, despite the differences between the settings and the societies that produced them and that which produced me, they are not really so vastly different from most of my favourite childhood stories.
Partly that’s because some of those were those ancient stories. But even when not reading infantilised versions of the Greek myths (I loved the Ladybird book Famous Legends Vol. 1 with its versions of Theseus and the Minotaur and Perseus and Andromeda*) it was noticeable that, although there still were heroes of the unambiguous superhuman type (in comics most obviously; like um, Superman), in most of the books I read, the hero who conquers all through his or her (usually his) all-round superiority was rarely the lone, or even the main protagonist. I don’t know if it’s a consequence of Christianity (or just of literacy?) but presumably at some point people decided they preferred to identify with a hero rather than to venerate them. Perhaps stories became private rather than public when people began to read for themselves, rather than listening to stories as passed down by bards or whatever? Someone will know.
.*I remember being disappointed by the Clash of the Titans film version of Medusa, too monstrous, less human, somehow undermining the horror
The first real stories that I remember (this would initially be hearing rather than reading) are probably The Hobbit, The Lion, The Witch and The Wardrobe, Charlie and the Chocolate Factory – all of which have children or quasi-children as the main characters. Narnia is a special case in that there is a ‘chosen one’ – Aslan the lion – but mostly he isn’t the main focus of the narrative, Far more shadowy, there are books that I never went back to and read by myself, like Pippi Longstocking and my memory of those tends to be a few images rather than an actual story. As a very little kid I know I liked The Very Hungry Caterpillar and its ilk (also, vastly less well known, The Hungry Thing by Jan Slepian and Ann Seidler in which, as I recall, some rice would be nice said a baby sucking ice). Later, I loved Tintin and Asterix and Peanuts and Garfield as well as the usual UK comics; Beano, Dandy, Oor Wullie, The Broons, Victor and Warlord etc. The first fiction not reliant on pictures that I remember reading for myself (probably around the Beano era) would be the Narnia series (which I already knew), Richmal Crompton’s William books and, then Biggles (already by then an antique of a very different era), some Enid Blyton (I liked the less-famous Five Find-Outers best), Lloyd Alexander’s Chronicles of Prydain, and Willard Price’s Adventure series. Mostly these were all a bit old fashioned for the 80s now that I look at them, but I tended then as now to accumulate second hand books.
There was also a small group of classics that I had that must have been condensed and re-written for kids – a little brick-like paperback of Moby-Dick (Christmas present) and old hardbacks of Robinson Crusoe, Treasure Island and Kidnapped with illustrations by Broons/Oor Wullie genius Dudley D. Watkins (bought at ‘bring and buy’ sales at Primary School). Watkins’s versions of Crusoe, Long John Silver etc are still the ones I see in my head. More up to date, I also had a particular fondness for Robert Westall (The Machine Gunners, The Scarecrows, The Watch House etc) and the somewhat trashy Race Against Time adventure series by JJ Fortune; a very 80s concoction in which a young boy from New York called Stephen, is picked up by his (this was the initial appeal) Indiana Jones-like Uncle Richard and, unbeknownst to his parents, hauled off around the world for various implausible adventures. I liked these books so much (especially the first two that I read, The Search for Mad Jack’s Crown – bought via the Chip Book Club which our school took part in, and Duel For The Samurai Sword) that I actually, for the first and last time in my life, joined a fan club. I still have the letter somewhere, warning me as a “RAT adventurer” to be prepared to be whisked away myself. Didn’t happen yet though. And then there were gamebooks (a LOT of them), which have a special place here because they fundamentally shift the focus of the narrative back to the direct hero-conquers-all themes of ancient mythology, while also recasting the reader themselves as that hero.
There were also books I wouldn’t necessarily have chosen but was given at Christmas etc, books by people like Leon Garfield (adventures set in a vividly grotty evocation of 18thand early 19thcentury London), the aforementioned Moby-Dick, a comic strip version of The Mutiny on the Bounty, a Dracula annual. Also authors who I read and loved one book by, but never got around to reading more of; Anne Pilling’s Henry’s Leg, Jan Mark (Thunder and Lightnings; there’s a moving article about this beautifully subtle book here), Robert Leeson (The Third Class Genie). And there were also things we had to read at school, which mostly didn’t make a huge impression and are just evocative titles to me now – The Boy with the Bronze Axe by Kathleen Fidler and The Kelpie’s Pearls by Molly Hunter, Ian Serralliers’s The Silver Sword, Children on the Oregon Trail by Anna Rutgers van der Loeff and The Diddakoi by Rumer Godden. What did I do as a kid apart from reading?
Anyway; that’s a lot of books. And in the vast majority of them, the conclusion of the plot relies on the main character, or main character and sidekick or team to take some kind of decisive action to solve whatever problem they have. Heroism as the ancient Greeks would have understood it may largely have vanished, but even without superhuman strength or vastly superior cunning (even the fantasy novels mentioned like Lloyd Alexander’s which do still have the chosen one/dark lord idea at their heart, tend to have a fallible, doubt-filled human type of hero rather than a demigod) there is still the idea that individual character is what matters.
And this makes sense – something like the ‘battle of five armies’ towards the end of The Hobbit is dull enough with the inclusion of characters that the reader has come to care about. A battle between armies of nameless ciphers (think the ‘Napoleonic Wars’ sans Napoleon) would be hard to get too involved in (cue image of generals with their model battlefields moving blocks of troops about, with little or no danger to themselves). Which is fair enough; after all, being in a battle may feel impersonal, but reading about one can’t be, if the reader is to feel any kind of drama. And maybe this is the key point – reading is – albeit at one remove – a one-on-one activity. Stephen King likens it to telepathy between the writer and reader and that is the case – they think it, we read it and it transfers from their minds to ours. And since reading is something that people seem to think children have to be made to do, often against their will, children’s authors in particular are understandably keen to engage the reader by making them identify with one character or another. I don’t think it’s a coincidence that the most successful writers for children from CS Lewis to Enid Blyton to JK Rowling (to name just notable British ones) have tended to make children the protagonists of their books and surround their main characters with a variety of girls and boys of varying personality types. And children’s books about children are (I find) far easier to re-read as an adult than children’s books about adults are. As an adult, even JJ Fortune’s “Stephen” rings more or less true as a mostly bored tweenager of the 80s, while his Uncle Richard seems both ridiculous and vaguely creepy. “Grown up” heroes like Biggles, very vivid when encountered as a child, seem hopelessly two-dimensional as an adult; what do they DO all day, when not flying planes and shooting at the enemy?
I mentioned gamebooks above and they – essentially single-player role playing games, often inspired by Dungeons and Dragons – deserve special mention, partly just because in the 80s, there were so many of them. There were series’ I followed and was a completist about (up to a point) – first and best being Puffin’s Fighting Fantasy (which, when I finally lost interest consisted of around 30 books), there was its spin-off Steve Jackson’s Sorcery (four books), Joe Dever and Gary Chalk’s Lone Wolf (seven or eight books), Grey Star (four books), Grailquest (I think I lost interest around vol 5 or 6), then series’ I quite liked but didn’t follow religiously – Way of the Tiger (six books), Golden Dragon (six books), Cretan Chronicles (three books) and series’ I dipped into if I came across them: Choose Your Own Adventure (essentially the first gamebook series, but they mostly weren’t in the swords & sorcery genre and felt like they were aimed at a younger readership), Demonspawn (by JH Brennan, the author of Grailquest, but much, much more difficult), Falcon (time travel) and Sagard the Barbarian (four books; the selling point being that they were by D&D co-creator Gary Gygax. They were a bit clunky compared to the UK books). Sudden memory; even before encountering my first Fighting Fantasy book, which was Steve Jackson’s Citadel of Chaos, actually the second in the series, I had bought (the Chip club again), Edward Packard’s Exploration Infinity, which was one of the Choose Your Own Adventure series, repackaged for the UK I guess, or maybe a separate book that was later absorbed into the CYOA series? Either way, there’s a particular dreamlike atmosphere that gives me a pang of complicated melancholy nostalgia when I think of the book now.
Putting a real person – the reader – at the centre of the action ironically dispenses with the need for “character” at all, and even in books like the Lone Wolf and, Grailquest series where YOU are a specific person (Lone Wolf in the former, Pip in the latter), there is very little sense of (or point in) character building. You are the hero, this is what you need to do, and that’s all you need to know. In many cases, the protagonists of the heroic fantasy novels I devoured in my early teens – when I was drawn to any fat book with foil lettering and a landscape on the cover (the standard fantasy novel look in the 80s) – were not much more rounded than their lightly sketched gamebook counterparts. These books often achieved their epic length through plot only; the truly complex epic fantasy novel is a rare thing.
Thanks, presumably, to Tolkien, these plots generally revolved around main characters who were rarely heroes in the ancient mould (though Conan and his imitators were), but were mainly inexperienced, rural quasi-children, thrust into adventures they initially had no knowledge of (Terry Brooks’s Shannara series being the classic Tolkien-lite example). But even when, as in Stephen Donaldson’s also very Tolkien-influenced Chronicles of Thomas Covenant, the hero was a cynical, modern human being, or in Michael Moorcock’s deliberately anti-Tolkienesque Eternal Champion series, where s/he was a series of interlinked beings inhabiting the same role within different dimensions of the multiverse, the ‘chosen one’ vs some kind of implacable ‘dark lord’-ish enemy theme remained pretty constant. But this underlying core or skeleton is only most explicit in self consciously fantastical fiction; whether or not there’s an actual dark lord or a quest, in most fiction of any kind there’s a ‘chosen one’, even if they have only been chosen by the author as the focus of the story she or he wants to tell. Holden Caulfield and Sylvia Plath’s Esther Greenwood have this in common with Bilbo Baggins, Conan the Barbarian and William Brown. But really, what’s the alternative to books about people anyway? Even novels in which people (or surrogate people like Richard Adams’s rabbits or William Horwood’s moles) are not the main focus (or are half of the focus, like Alan Moore’s peculiar Voice of the Fire, where Northampton is essentially the ‘hero’) rely on us engaging with the writer as a writer, a human voice that becomes a kind of stand-in for a character.
But books are not life; one of the things that unites the most undemanding pulp novelette and the greatest works of literature is that they are to some extent – like human beings – discrete, enclosed worlds; they have their beginning, middle and end. And yet, however much all of our experience relies on our perception of these key moments, that’s not necessarily how the world feels. Even complicated books are simple in that they reveal – just by seeing their length before we read them – the sense of design that is hidden from us or absent in our own lives. Even something seemingly random or illogical (the giant helmet that falls from nowhere, crushing Conrad to death in Horace Walpole’s proto-gothic novel The Castle of Otranto (1764) for example) is deliberate; recognisably something dreamlike, from the human imagination, rather than truly random as the world can be.
What we call history (“things that have happened”) usually can’t quite manage the neatness of even the most bizarre or surreal fiction. There have been genuine, almost superhuman hero/antihero/demigod figures, but how often – even when we can see their entirety – do their lives have the satisfying shape of a story? Granted, Caesar, stabbed twenty three times by his peers in the Senate chamber, has the cause-and-effect narrative of myth; but it’s an ambiguous story where the hero is the villain, depending on your point of view. Whatever one’s point of view in TheLord of the Rings or Harry Potter, to have sympathy with someone referred to (or calling themselves) a ‘dark lord’ is to consciously choose to be on the side of ‘bad’, in a way that defending a republic as a republic, or an empire as an empire isn’t.
Or take Genghis Khan – ‘he’ conquered (the temptation is to also write ‘conquered’, but where do you stop with that?) – obviously not alone, but as sole leader – as much of the world as anyone has. And then, he remained successful, had issues with his succession and died in his mid 60s, in uncertain, rather than dramatic or tragic circumstances. The heroes of the Greek myths often have surprisingly downbeat endings (which I didn’t know about from the children’s versions I read) but they are usually significant in some way, and stem from the behaviour of the hero himself. Napoleon, old at 51, dying of stomach cancer or poisoning, a broken man, is not exactly a classic punishment from the Gods for hubris, or an end that anyone would have seen coming, let alone would have written for him. As ‘chosen ones’ go, Jesus is a pretty definitive example, and whether accepted as history or as fiction, he has an ending which, appropriately for god-made-man, manages to fit with both the stuff of myth (rises from the dead and ascends to heaven) but is also mundane in a way we can easily recognise; he isn’t defeated by the Antichrist or by some supreme force of supernatural evil, but essentially killed by a committee, on the orders of someone acting against their own better judgement. More than anything else in the New Testament, that has the ring of truth to it. A significant detail too for those who want to stress the factual basis of the gospels is that the name of the murderer himself* unlike the nemeses of the ancient heroes, wasn’t even recorded.
* I guess either the guy nailing him to the cross, or the soldier spearing him in the side (much later named as Longinus, presumably for narrative purposes)
And if Jesus’s nemesis was disappointingly mundane, when on occasion, the universe does throw up something approximating a “dark lord” it doesn’t counter them with ‘chosen ones’ to defeat them either, as one might hope or expect. Living still in the shadow of WW2, Hitler’s messy and furtive end, beleaguered and already beaten, in suicide, somehow isn’t good enough and there are a variety of rival theories about what ‘really’ happened, all of which more pleasingly fit with the kind of fiction we all grow up with. Mussolini was strung up by an angry faceless mob and his corpse was defiled. Hirohito, meanwhile, survived defeat as his troops were not supposed to do, and presided over Japan’s post-war boom to become one of the world’s longest reigning monarchs. The moral of the story is there is rarely a moral to the story. For proof of that, did the ‘heroes’ fare much better? The victors of Yalta lived on to die of a haemorrhage just months later on the eve of the unveiling of the UN (FDR), to be voted out of office, dying twenty years later a divisive figure with an ambiguous legacy (Churchill) and to become himself one of the great villains of the century with a reputation rivalling Hitler’s (Stalin).
Entertainment programs us to view history as the adventures of a series of important ‘main characters’ and how they shaped the world. It’s perhaps as good a ‘way in’ as any – like Frodo taking the ring to Mordor when no human can, or Biggles (almost) single-handedly defeating the Luftwaffe, it makes a kind of sense to us. But the distorted version of history it gives us is something to consider; think of your life and that of (name any current world leader or influential figure; apologies if you are one). If the people of the future are reading about that person, what will that tell them about your life? And what is ‘history’ telling you about really? Things that happened, yes, but prioritised by who, and for what purpose? This is an argument for reading more history, and not less I think. Other people may be the protagonists in books, but in our own history we have to take that role.
Artists (and historians too, in a different way) share their humanity with us, and there are great artists – you’ll have your own ideas, but William Shakespeare, Sue Townsend, Albrecht Dürer, Mickalene Thomas, Steven Spielberg and James Baldwin seems like a random but fair enough selection – who somehow have the capacity or empathy to give us insights into human being other than (and very different from) themselves, but somehow created entirely from their own minds and their own perceptions of the world. But just like them, however aware we are of everyone else and of existence in all its variety, we can only be ourselves, and, however many boxes we seem to fit into, we can only experience the world through our own single consciousness. If there’s a chosen one, it’s you. If there’s a dark lady or a dark lord, it’s also you.
Sitting down to write this, a month after breaking my leg and having to grapple with hitherto-unconsidered questions like ‘how do I usually sit on a toilet’? and one week before a General Election where my preferred of the apparently plausible outcomes is an unsatisfactory coalition government, it feels strange and maybe wrong to be looking backwards. But, disturbing and reassuring in more or less equal measures, I think it’s a good way to look forward to whatever happens next.
I remember as a child, looking at a stamp album that had belonged to (I think) my dad (or maybe his dad) when he was a child. Even for someone with no interest in stamps, and less interest in collecting them, it was a peculiar and fascinating book; unfamiliar places, people, even currencies. The thing that stands out the most in my memory though is a stamp from Bosnia, a name which at the time I hadn’t heard before and which sounded as unlikely and frankly made-up as countries like Syldavia and Borduria that I knew from Tintin books. That memory itself has a strange and silly quality now, but at the time (somewhere in the mid-80s would be my guess) Bosnia was as fantastical to a child (or me at least) as I expect the Socialist Federative Republic of Yugoslavia would be to Primary school pupils now.
30 years on from the series of revolutions that symbolically culminated in the destruction of the Berlin Wall (the free opening of the Brandenburg Gate itself happened 30 years ago last month) it’s perhaps only natural that those who remember those times should be thinking of them. If you grew up with the cold war in the background (that is, any time really from the years after world war two up until the end of the 80s), the war itself may have constantly ebbed and flowed, but the communist eastern bloc was, monolithically (technically at least duolithically, but that’s not a thing) omnipresent in a way that now seems as unlikely and distant as the Austro-Hungarian Empire. It was there at school (we had to learn about “East Germany” (the GDR or DDR), “West Germany” (FRG or BRD) and the differences between the two, the USSR /CCCP, the space race, the arms race, ‘Mutually Assured Destruction’ etc etc etc), it was there in sports (especially the Olympics, but “West Germany” was quite a big deal during the ten minutes that I liked football) and in entertainment. Usually this meant sinister, emotionless and robot-like communists being the bad guys in endless numbers of films and TV shows (classic example; Rocky IV, but see alsoRed Dawn, Red Heat ad infinitum – it was interesting, in a depressing kind of way to see this old view of ‘reds’ adopted, without irony in the third, inferior season of Stranger Things this year), but it wasn’t all bad – sometimes bands made a point of playing behind the Iron Curtain and talked about how great the audiences were; I remember Iron Maiden played in Poland, Hungary etc in the mid-80s which presumably was a logistical nightmare, but nice for their fans who mostly would only have been able to hear their music through unofficial or even (the same thing really) illegal channels.
A few things have brought that period, and specifically the GDR, back to me recently; Tim Mohr’s superb book Burning Down The Haus – Punk Rock, Revolution and the Fall of the Berlin Wall (Dialogue Books, 2019), the work of the German photographers Ute and Werner Mahler and the Ostkreuz photography group, interviewed by Kate Simpson in issue 90 of Aesthetica Magazine (August/September 2019), the TV shows Deutschland 83 and Deutschland 86 which I just watched, somewhat belatedly and a series of John le Carré’s classic spy thrillers, notably A Small Town In Germany (1968).
The central realities of all of these things is pretty much the same; in East Germany, the state (specifically the secret police, the notorious Stasi) was watching you, and not only did they not care if you knew it, they wanted you to assume you were being watched.
One of the most chilling things in Tim Mohr’s book is the way that, from the beginning of the 80s until its end (punk seems to have had an extended lifespan in the GDR, partly because fashions were slower to take root and spread where the majority of the media was under state control, but also because it remained – from the music to the image – genuinely oppositional and rebellious, rather than being absorbed into mainstream pop culture) the punks were, as often as not arrested because of informants from their own families or even the bands themselves. Nevertheless, after a slow start, the bands multiplied, but in a planned economy with full employment its slogans were something like the opposite of the UK’s punk bands; Too Much Future being the classic East German punk statement; more info here. As Mohr notes, long before the advent of GDR punk, informing for the government was something like an epidemic. In fact, by 1952 – that is, just four years from the official founding of the nation – the Stasi had already recruited 30,000 informants (Burning Down The Haus, p.2), and that figure would rise exponentially throughout the decades. This was the reality that artists like photographer Ute Mahler were working in;
“Everyone knew that people were spying for state security. But nobody knew who. It could be anyone. We lived and breathed with this knowledge. In 1980, I stood at a May Day demonstration just below the grandstand. The demonstrators cheered at the government, which was on a podium above me. I got the impression that all the attendees were in agreement and were happy about it. Whilst editing the pictures, I discovered other faces in the crowd. That confirmed to me that you must look closely for what might be hidden.”
Ute Mahler, interviewed in Aesthetica, issue 90, p. 128
From a child in the UK’s point of view, the activities of the CND, the Greenham Common protestors, WarGames, Raymond Briggs’s When The Wind Blows and even silly things like the Frankie Goes To Hollywood Two Tribes video strengthened rather than diluted the sense that, beyond ‘the west’ there was a huge, sinister and implacable enemy. That video – bad lookalikes of Reagan and Chernenko wrestling – was absurd but actually made child me more aware of the seriousness of the global situation. For a start, I remember thinking the actors were bad lookalikes, but I knew approximately who they were meant to be and what it represented. Actually, although I was very familiar with Reagan I doubt whether I knew Chernenko by name; even now I had to look it up to write this as my only memories of a pre-Gorbachev Soviet leader relate to Andropov, for the simple reason that his name was funny. I vaguely remember him in association with a joking remark (when he died??) that “his hand dropped off”, but whether that was purely from the playground or from TV I don’t know. Even toys contributed to the doomladen atmosphere. The initial run of Action Force (the European release of GI Joe, although initially there was no back story or characters, just – as with the older UK Action Man – a lot of more-or-less accurate contemporary military equipment, including sinister SAS paratroopers with gas masks etc. As I was typing this, I remembered that I used to have a fairly extensive knowledge of the weaponry favoured by the Warsaw Pact vs. NATO troops, which is fun for kids. As far as I remember, although children’s entertainment in the UK wasn’t by and large as propagandist as Hollywood, there wasn’t anything much to counter the idea of the brainwashed, robotlike communist hordes, programmed by the state from birth. And, at no point before 1989 did it feel like that situation was about to change.
That feeling was as strong, or even stronger, inside the Eastern bloc, as Ute and Werner Mahler explain;
“The generations after us might find it hard to understand the complex workings of the GDR, as memory begins to move into the past. These new generations perhaps cannot imagine how one could live in such a country, where one could not officially say what we thought. … When we took pictures in the 1970s and 1980s, we would never have imagined that one day the GDR would not exist. At that time, we wanted to show life as we experienced it – just as it was. Today, the images act as documents from a vanished country. In this way, they are given a renewed sense of purpose.”
Ute & Werner Mahler, interviewed in Aesthetica, issue 90, p.124
Even, as Mohr explains, the day after the Berlin Wall fell, the Stasi were making arrests in something like the usual way, although the state quickly descended into chaos. But maybe everything feels permanent when you live through it; I remember when, what felt like 1000 years or so into Margaret Thatcher’s reich, we had had the Miner’s Strike, the Falklands war, there were millions of unemployed and it seemed like I had never met anyone who liked Thatcher, or anyone who voted for the Conservative Party and yet, come election time they still won. Maybe it’s more significant that I don’t remember anyone I knew being especially keen on Michael Foot or Neil Kinnock? But anyway; my memory is that by 1988, there was no feeling that the cold war was going anywhere; by 1990 it was over. Until I was 23 my only conscious experience was of a Britain run by a Conservative government, and then that was over.
One of the stranger things to find, looking back on the phantom communist enemy of my childhood is that, contrary to what appeared to be the case on TV at the time, the people of East Germany, discontented though they obviously were, did not necessarily want to become westerners. As depicted vividly in Deutschland 83 and even more so in Deutschland 86, Communism as practised through the GDR’s dictatorship was a failed ideal, but it remained for many, something like an ideal. The bands documented in Burning Down The Haus, like the immediately post-Communist East German club scene that Mohr experienced himself, were ‘radically egalitarian’. These were, after all, people raised in a system which preached the power of the people, and even enshrined in law the freedom of expression, although in practice it didn’t allow either of those things. Often bands or musicians – people who were routinely arrested, beaten by the authorities, held in prison awaiting trial for months and so on – had opportunities to flee to the west (or were even encouraged to by the authorities who couldn’t cope with them) but chose to stay and work for change. Fascism and consumerism were seen, not just by the authorities, but by the punks, as the enemies of freedom, and even when the punk revolt happened it was often aided by (which seems odd but makes a kind of logical sense) the Lutheran church, which had an uneasy but respectable existence within the state. This meant that not only the punks (who tended towards anarchism in the 19th century sense politically), but also environmentalists, peace activists and other dissidents the church protected and to a degree nurtured, were working under the auspices of an institution which also had essentially anti-capitalist principles at its heart.
Rebelling against a de facto egalitarian state in itself creates a strange situation, as Ute Mahler recalls;
“In the GDR, when the collective was praised as an ideal, we were all lone fighters. In this new society where individuality is so important to so many people – coming together is the key” quoted in Aesthetica, issue 90, p.124-7
And this is not really a paradox, even to an individualist; if the contrasting but ultimately similar oppressions of the 20th century, whether Nazi Germany, Stalinist Russia, Communist China etc – have taught us anything, it’s that totalitarian power structures, of whatever political hue value conformity above individuality; but also that political progress requires subjected peoples to firstly insist on their individuality, but also to act in concert with each other, to combine their voices in order to be heard.
Perhaps because a general election is looming as I write this, reading about the lost world of the eastern bloc and its failures (mostly the same failures as capitalism to be fair; poverty, starvation, oppression etc etc) begs the question; what is the country that you believe in, if not a reflection of yourself and what you want? The Eastern punks were patriotic in the sense that they wanted the freedom to be themselves, in an East Germany that recognised the right to have dissenting voices and views, to improve the experience of East German citizenship for all. But, like everyone else, they shared their country with the other by-their-own-admission patriots who believed in a completely different country. If you consider yourself a patriot, you are probably living in a country with lots of other patriots whose country has the same name as yours, but whose beliefs and ideals are not the same as yours. Those who fought and died for [name a country] in [name a war] and those who fought and died for [name an opposing country] in [the same war] were fighting for the same thing, but they were also not fighting for the same thing. The people who fought for Britain against the Nazis and the people who fought for Britain against the Zulus both were and were not fighting for the same country, though on an individual level the end result – their deaths, and the deaths of their enemies – was much the same.
Somewhere in a previous, equally muddled* article I mentioned the poet Edward Thomas. Against the WW1 poetry of super-patriot Rupert Brooke, or the “What passing-bells for these who die as cattle?” humanism of Wilfred Owen, you have to balance the entirely personal patriotism of Edward Thomas;
At the age of thirty-six there was no strong pressure on him to enlist, but in August 1915 he finally made up his mind… When his friend Eleanor Farjeon asked him why, he scooped up a handful of earth and said, ‘For this.’ Andrew Motion, ‘An Imaginary Life’, in Ways of Life, Faber & Faber 2008, p.102.
And no doubt that was true. But what he fought for doesn’t change the fact that what he was injured for (he survived the war, minus an arm) was the global ambitions of the small group of people then running the British Empire. In the end his patriotism and theirs amounted to the same thing; but they were not the same thing.
Thomas’s kind of patriotism is the one that I think most matches my own; despite being a lefty internationalist I am quite a patriotic person. I love Scotland and value it not because it’s the ‘greatest country in the world’ (not that I’m saying it isn’t; just that the concept itself is utterly meaningless I think) and not because it’s beautiful – which it undoubtedly is, but so is every country I’ve been to – but because it is uniquely itself. It’s the big picture and the details; the texture and the atmosphere, the things I like and the things I don’t like. What I’m really saying I suppose is just that it’s the country I know best, the one where all of my responses to the world were shaped – which is of course not something to run up a flagpole and if one somehow did there’s no reason that anyone else in the world should want to salute it. But it is patriotism nonetheless. One of the many ironies of our particularly irony-ridden times is that on the whole, the conservative/nationalist parties of whom there are suddenly it seems very many indeed, are by and large those least committed to any kind of environmental/green policies. Strange because if, like the Conservatives nominally are, you are all about pride in your culture and your country and your history, but aren’t really concerned about the welfare of the actual, physical country as a piece of land then what do you even think you stand for?
So anyway; in the world of 1988, the world of 1990 seemed unthinkable, but it happened anyway, because people wanted it. I know that as 2019 draws to an end the world is full of people, in Chile, in Hong Kong, in Iran and Sudan, in the USA and the UK; in every country, who want thoughtful, compassionate, democratic government and not repression, corruption and leaders who are quasi- or actual dictators. Who want to be represented, not ruled. And it’s not impossible.
* when I read my writing it makes me think of that episode of Peep Show where a disgruntled lapdancer says “If you can’t sum up all the aims in the first line then they’re too diffuse.” I think my writing tends to be a bit diffuse.**
2019 is (to me at least) one of those times when the zeitgeist feels like an actual entity, less the ‘spirit of the age’ and more an actual ‘time ghost’, a baleful Lovecraftian presence whose unseen influence poisons the atmosphere of the era, insidiously affecting the minds of influential people.
A silly conceit perhaps (although few ancient civilisations would have thought so), but a handy one; great swathes of history can be explained by it; ages of empire and revolution and war and faith and enlightenment and (ambiguous word) “progress” of various kinds.
Looked at as a succession of identifiable ages, the idea of zeitgeist (as entity, or in the usual usage) has pluses and minuses. On the one hand it gives us history in a usefully linear, easy-to-summarise/teach/learn kind of way, (too) neatly summarising otherwise amorphous stretches of time. On the other, it removes to an extent the sense of individual and group responsibility at the heart of all human activity and ventures.
This is almost fair, insofar as asking people to act other than as products of their time and environment is pointless; mostly it’s unfair though, since, whatever time people come from, ideas of good/bad (extreme ones anyway) remain somewhat static: people generally do know when they are acting badly. But then again, one has to admit that even rational and enlightened human beings can be counted on to do irrational things like firing missiles at people who they don’t know and have no personal disagreement with, or voting for political parties which it is not in their own interest to have in power, or protesting by destroying the neighbourhoods they live in, when logic would dictate that they should attack those of the people who cause their woes etc etc. Being swept up in the zeitgeist is a thing, and in a way the proof that it is, is that it can be hard to justify afterwards.
Currently, being drunk on bigotry and self-interest seems to be what the zeitgeist desires. The hangover from this kind of a binge we already know; bulldozing piles of bodies into pits and swearing it’ll never happen again. Only the next time, we (or they, depending on how events play out) may have to dirty our/themselves by doing the ‘bulldozing’ by hand, since ignoring ecological disaster in favour of increased profit (as I write, commercial whaling has been resumed after a thirty year cessation) is part of the whole bigotry/self-interest worldview.
In the UK, the two main political parties – theoretically irreconcilably different in almost every respect – are facing what, however it works out, is one of the biggest political challenges since World War Two (I mean Brexit, I suppose I’d better name it for reasons of clarity, much as I hate to) in exactly the same way. Not – as might be expected (or reasonably, demanded) – by taking steps to prevent the problems that are inevitably to arise, or even (as might be reassuring, if perhaps comical) by plotting some utopian alternative Britain which will blossom in the aftermath of the upheaval, but instead by wringing their hands over the future of the parties themselves in the aftermath of the divisiveness they have helped to fuel, or at best not tried to heal. Oh well.
In 1826, William Hazlitt wrote (not in The Spirit of the Age, though that would have been neater:
…hating, like a poisonous mineral, eats into the heart of religion, and turns it to rankling spleen and bigotry; it makes patriotism an excuse for carrying fire, pestilence and famine into other lands: it leaves to virtue nothing but the spirit of censoriousness, and a narrow, jealous, inquisitorial watchfulness over the actions and motives of others. On The Pleasure of Hating from The Plain Speaker (1826) in Selected Writings, p. 400-1, Penguin Classics, 1982
The extent to which this is still a demonstrably true and relevant statement is depressing, suggesting that while ages may each have their own spirit, the ghost at the heart of them is humanity itself. Like businessmen (and they usually are men) polluting their own land and rioters destroying their own neighbourhoods, it suggests that, if catastrophe comes, it will be human nature that facilitates it, while at every stage, offering apparently valid reasons for doing so; as Hazlitt also noted, ‘Reason, with most people, means their own opinion’ (Ibid, p. 439)*
*he wrote ‘It is always easier to quote an authority than to carry on a chain of reasoning’(ibid; p. 449) too, which is perhaps even more relevant here, as I do it
Having said all that, although “the” zeitgeist is talked and written about, there never is only one spirit of any age. Against Adam Smith’s definitive statements of the Scottish Enlightenment like ‘Science is the great antidote to the poison of enthusiasm and superstition’. (The Weath of Nations, 1776), you have to set Byron’s memories of childhood in Aberdeenshire at the end of that same century: “I remember a Methodist preacher who on perceiving a profane grin on the faces of part of his congregation – exclaimed ‘no hopes for them as laughs.’” (Lord Byron Selected Letters & Journals ed. Leslie A Marchand, Pimlico, 1993, p.352.
Two of my favourite books, Cyril Connolly’s The Rock Pool and George Orwell’s The Road To Wigan Pier were published a year apart from each other (in 1936 and 1937 respectively (more about the former here), by people who were not only contemporaries, but who knew each other and went to school together; a narrow focus you’d think, but they perfectly exemplify very different currents in European society of the time. Which brings up the question (because I’m bringing it up) of hierarchies of zeitgeist. The Great Depression and conditions of working class people (Orwell), and the dying years of ‘jazz age’ decadence and the ennui of the moneyed class (Connolly) are almost opposites, but both were to fuel the coming war; are these two zeitgeists or one? The mass of unemployed or poverty stricken working classes for whom the Depression meant starvation and the need for change in order to survive, and the differently disaffected upper class, products of and heirs to decaying empires, but with little desire to deal with the running of them in the aftermath of the seemingly hollow victory (or disastrous defeat) of World War One are the yin and yang of interwar Europe, but are yin and yang one entity, or two? (both, inevitably)
Closer to our own time, what could be more 80s than yuppie culture, racism, Thatcherism and Reaganomics? But also, what could be more 80s than “alternative comedy”, Rock Against Racism and the miner’s strike? In the early 90s, rave culture peaked around the same time as Guns ‘n’ Roses; a disappointingly sturdy beast as it turned out; zeitgeist lore would have you believe that a pincer movement of dance music and Nirvana’s Nevermind swept away cheesy trad rock and its stylings, but in fact “Slash” was miming a solo on an unplugged Les Paul in the desert in the video to a hit single just months afterSmells Like Teen Spirit had apparently rendered such things obsolete. So it goes; Mull Of Kintyre was the song that topped the charts as the year of punk came to an end for Christ’s sake. As with empires and revolutions, eras of whatever kind are rarely as neat as we’d like them to be retrospectively; and I say that as someone who owned, without any feeling of incongruity, albums by Nirvana and Guns ‘n’ Roses and the The Shamen.
But away (partly) from music, the ways in which apparently opposed forces come together to define an era is always fascinating to look at. When they are violently opposed, as in the case of something like the hippies putting flowers in guns and then being shot at Kent State in 1970, it’s pretty black and white. Whether or not you think the hippies were ‘the good guys’, shooting unarmed protesters will always make you ‘the bad guys’. The two sides of the conflict were clear. On the other hand, once you remove the life-and-death struggle, things become more ambiguous. To cite a trivial example; the founding of the extremely successful label Earache Records in 1985 as part of a government sponsored enterprise scheme (essentially rebranding unemployed teenagers as entrepreneurs) is often celebrated as a kind of ironic victory of the anarcho-punk-crusty underground over nasty old Thatcherism – label founder Digby Pearson:
“… in the 80s, when you were unemployed in the UK, you had to go to visit the unemployment office every two weeks, and I didn’t fancy doing that. If you start a company, you get the same amount of money and you don’t have to visit the unemployment office every two weeks. You’re not unemployed anymore, so it’s a method for the government to reduce the unemployment figures…They didn’t care what business you did, as long as you did something… it was an excuse to say ‘Wow! I’m a record company!’ But the truth is I had no plans, nothing really.” quoted in Albert Mudrian, Choosing Death – The Improbable History of Death Metal and Grindcore, Feral House, 2004 p.121
Much as one applauds any victory over Thatcherism, isn’t the success of Earache Records (going strong over 30 years later, with offices in London and New York), for all its rebellious, anti-Thatcher stance, just what the government wanted to happen? Doesn’t it kind of prove that, in this one specific instance, Thatcherism kind of worked? Bleh. A silly segue, but it makes me think of this achingly ironic note from Breaking Free (1989) by “J. Daniels” – a very entertaining revolutionary socialist (or perhaps more precisely, anarcho-syndicalist or some such thing) Tintin book in which Tintin and Captain Haddock help to bring down western capitalism.
Apologies for abruptly bringing optimism into what has so far been apocalyptically downbeat, but the point here if there is one, is that people can and retrospectively do choose the zeitgeist they prefer (the changing critical fortunes of pop stars are always very interesting to observe – the world is full of “the kind of people who had to wait until 1968, when it became chic to say that Brian Wilson was a genius, before they could admit that they liked The Beach Boys”*) – so why not do it now, and in doing so strengthen the spirit itself? Against Trump, Farage, rigid political ideology and religious dogma you have to set Greta Thunberg, Katrín Jakobsdóttir, David Attenborough, Bonnie Greer, Alexandria Ocasio-Cortez, David Lammy, Stormzy, Carole Cadwalladr and really, so many more; this was a random, pulled-out-of-the-air list, in no way meant as definitive or even representative really.
*Charles Shaar Murray in Cream magazine, 1972, from Shots From The Hip, Penguin books 1991, p.16
The current, sunnily optimistic issue of the alumnus magazine of my alma mater (well, why not? I’ve never written that phrase before!) pleased me – because if populism and intolerance are ‘the zeitgeist’, then so is this – and what’s more it is the future too. It’s hard to think of a more conservative (in the tradition-bound sense) institution than the University of St Andrews, but even aside from the cover story (Internationally Scottish; an exhibition celebrating diversity), the magazine regularly celebrates its award-winning graduates from all over the world, the globally important research undertaken at the university and, on a more intimate level, has a news column recording marriages and civil partnerships of its alumni; that is, a hugely diverse mix of people from a multiplicity of backgrounds, doing a range of things. It celebrates diversity (have to admit that phrase is irksome though) – just like movies and TV shows and commercials and shops and organisations now do – not because such things as internationalism and civil partnerships are either ‘politically correct’ or daringly edgy, or because it’s somehow forced on them (by whom, anyway?), but because it’s good business; because it’s society, it’s people, and what people do, how they live and what they want. When people stop being diverse, this will stop happening. And the point is that people always have been diverse, but the people in charge have not. But they are starting to be.
Looking at the bigger picture, it quickly becomes clear that all this apparently endless Brexit/Trump reactionary nonsense is just the foamy-mouthed dying throes of old ways of life, ways which, despite the constant yammering about elites and freedom, were established by people with an inflated sense of their own importance and exceptionalism (and/or that of whatever they identify with; nation, gender, ethnicity; the usual suspects) and an interest in a version of freedom which only means their own freedom to do whatever they want to do without interference.
That’s not to say that the dying throes of outworn cultures are harmless (see WW1 for instance), and I’m not naive enough to say all will be well; but the wave of reactionary negativity is doomed, because ultimately people don’t want authoritarianism unless they happen to be the ones in positions of authority and because people who have grown up and lived in relative freedom will not have it easily taken away; I hope anyway. In history there are very few analogues to the present time, which is probably why the geist of the Weimar Republic hovers so ominously.
Despite the current state of world and British politics, in most important ways, more things are probably better for more people – certainly in the western world (not, I realise, a minor caveat) – in 2019 than they were in, say 1989 – and the bits that are worse are fixable, given the political will to fix them (always a problem, admittedly; and more and more I feel the will will have to be forced upwards from ‘ordinary’ people).
But while looking forward, it’s instructive to look at what it actually is that people are nostalgic about. Yes, there are those who yearn for times when they could do whatever they wanted because of the class/country/whatever they came from, but there are also things like the wartime spirit, or the solidarity of the mining communities before Thatcher destroyed them. No-one wants to be bombed, and few if any people actually enjoyed working in coal mines – what people generally miss is the sense of community that arises in adversity* The thing to do then, is to try to create the missing sense of community without having to experience the adversity. And people are doing exactly those kinds of things; community projects, ecological movements, local groups, international organisations. Imagine the progress – in the sense of good things for the future of the world – that could be made if people tried to humanise entities like the EU, rather than breaking them apart or divorcing from them or viewing them as first and foremost business ventures – if hate groups are on the rise (and they always seem to be), then more positive movements are flourishing too. Personally, although I think it’s great, I don’t really feel comfortable belonging to things, but I’m glad other people want to. But like the ever more arcane (and ever more necessary) rules about recycling and plastic-usage, I’ll get used to it. We can still be okay in the end, if we want to. This wasn’t what I started out to write, but it’s a nice note to end on.
*Side note: it can be shocking for someone of my generation to realise the extent to which shared experience – already very much in the decline in the 70s and 80s, has changed and all but disappeared. To take a very trivial example, if you were at school in the UK in the 80s, and if your family was the sort where the TV was on in the evening, you could pretty much guarantee you and almost everyone you know would be watching one of 4 (or even 3) shows at any given time. Not only did you as a child know what was in the top 10 (possibly most kids still know that) but, thanks to Top of the Pops your parents did too, and possibly even your grandparents, if you had such things. I’m not saying it was better, but it was substantially different, and it seems (to me) that what we have in place of that kind of boring, take-it-for-granted shared experience now is similar but utterly different; instant familiarity – ‘re-imaginings’, reboots, remakes, new songs that sound like old songs (I recently heard a hit song that blatantly “borrows” the melody of the verses from Dolly Parton’s Jolene and another which lifts the chord sequence of Every Breath You Take by The Police; these are not obscure reference points, but nor are they acknowledged as pastiches or homages, or credited as samples are). Familiarity, however much contempt it’s supposed to breed, is apparently comforting, or at least saleable.