chosen ones and dark lords and everything in between

 

 

To start with, this was mostly about books, and I think it will end that way too. But it begins with a not terribly controversial statement; hero worship is not good. And the greatest figures in the fight for human rights or human progress of one kind or another – Martin Luther King, Jr, Emmeline Pankhurst, Gandhi – without wishing to in any way diminish their achievements – would not have achieved them alone. Rosa Parks is a genuine heroine, but if she had been the only person who believed it was wrong for African-American people to be forced to give up seats for white people, the practice would still be happening. These individuals are crucial because they are catalysts for and agents of change – but the change itself happens because people – movements of people – demand it.

a bunch of lonesome and very quarrelsome heroes

This is obviously very elementary and news to nobody, but it’s still worth remembering in times like these, when people seem to be drawn to somewhat messianic figures (or to elevate people who have no such pretensions themselves to quasi-messianic status). One of the problems with messiahs is that when they don’t fulfil the hopes of their followers, their various failures or defeats (of whatever kind) take on a cataclysmic significance beyond the usual, human kind of setback and re-evaluation. It’s only natural to feel discouraged if your political or spiritual dreams and hopes are shattered, but it’s also important to remember that the views and opinions that you were drawn to and which you agree with are yours too. They are likely to be shared by millions of people and the fact that they are also apparently not shared by a greater number in no way invalidates them or renders them pointless.

The history of human progress is, mostly, the history of people fighting against entrenched conservative views in order to improve the lives of all people, including, incidentally, the lives of those people they are fighting against. This obviously isn’t the case in ultimately ideological revolutions like those in France or Russia, which quickly abandoned their theoretically egalitarian positions in order to remove undesirable elements altogether, or the Nazi revolution in Germany, which never pretended to be inclusive in the first place. Hopelessness, whether cynical or Kierkegaard-ishly defiant, is a natural response, but the biggest successes of human rights movements – from the abolition of slavery to the enfranchisement of women to the end of apartheid in South Africa to the legalisation of abortion or gay marriage – have often taken place during eras which retrospectively do not seem especially enlightened; if you believe in something, there is hope.

Rome is a place, but this is mostly about people

But when change is largely driven by mass opinion or pressure – and when we know that it is – why is it the individual; Rameses II, Julius Caesar, Genghis Khan, Napoleon, Garibaldi, Lenin, Hitler, the Dalai Lama, Queens, Kings, political leaders – that looms so large in the way we see events historically? Anywhere from three to six million people died in the “Napoleonic Wars” – Napoleon wasn’t one of them, his armies didn’t even win them; but they are, to posterity, his wars. The short answer is I think because as individuals, it is individuals we identify with. We have a sense of other peoples’ lives, we live among other people (sounds a bit Invasion of the Bodysnatchers), but we only know our own life, and we only see the world through the window of our own perceptions.

Sara Shamma self portrait

The artist Sara Shamma – who, significantly has undertaken many humanitarian art projects, but has also done much of her most profound work in self-portraiture – saidI think understanding a human being is like understanding the whole of humanity, and the whole universe” and the more I’ve thought about that statement the more true it seems. If we truly understand any human being, it is first, foremost and perhaps only, ourselves. And, unless you are a psychopath, in which case you have my condolences, you will recognise the traits you have – perhaps every trait you have – in other people, people who may seem otherwise almost entirely different from you. When you look at the classifications humankind has made for itself – good/bad, deadly sins, cardinal virtues – these are things we know to exist because, in varying degrees, we feel them in ourselves, and therefore recognise them in others. Even that most valued human tool, objectivity, is a human tool, just as logic, which certainly seems to explain to our understanding the way the world works, is a human idea and also an ideal. Interestingly but perhaps significantly, unlike nature, mathematics or gravity, human behaviour itself routinely defies logic. When we say – to whatever extent – we understand the universe, what I think we mean is that we understand our own conception of it. It’s easy to talk about the universe being boundless, but not limitless, or limitless, or connected to other universes as part of a multiverse (though not easy to talk about intelligently, for me), but regardless of what is ‘out there’, what we are actually talking about is all ‘in here’, in our own brain; the universe that you talk about and think about is whatever you think it is, however you perceive it.  If what you believe dictates the way you live your life it may as well be, to all intents and purposes ‘the truth’. For Stephen Hawking there were black holes in space/time, and whether or not there actually are, for a creationist there probably aren’t.

This is not to say that there are no actual solid facts about (for example) the nature of the universe; but nonetheless to even prove – to us personally while alive – that anything at all continues to exist after our own death is impossible. We can of course see that it goes on after other people’s deaths, but then I can say with what I believe to be complete conviction that there is no God and that human beings are just (well I wouldn’t say “just”) a kind of sentient hourglass with the added fun that you never know how much sand it holds to start with – but that doesn’t change the fact that a whole range of Gods have made and continue to make a decisive difference to the lives of other people and therefore to the world.

self-empowerment

But whereas that might sound like the background for some kind of Ayn Rand-ish radical individualism, I think the opposite is true; because if any of what I have written is correct, the key part is that it applies equally to everyone. The phrase ‘we’re all in the same boat’ is being bandied about a lot lately for pandemic-related reasons, and it’s only vaguely true as regards that particular situation. We aren’t in the same boat, or even necessarily in the same kind of body exactly, but what we do all share – if broadly –  is the same kind of brain. We are all individuals, and If we are conscious, we are probably self conscious. And given that we live our – as far as we can safely tell – single earthly life as an individual human being, the idea that any of us is powerless during that lifetime is nonsense. When asked to name someone who has made a difference to the world, the first person you think of should be yourself. There would be no world as you know it without you in it, and that is not a small thing; by existing, you are changing the world. Whether for better or worse, only you can say.

Having faith in other people (or even just getting along with them) makes both your and their lives better, but the belief that one particular individual outside of yourself may be the solution to the world’s (or the country’s, etc) ills is worse than feeling powerless yourself; not only because it can reinforce that sense of powerlessness, but because it’s blatantly untrue and (I hate to use this completely devalued word, but never mind) elitist. And it reduces every issue, however complex, to a finite, succeed-or-fail one, which is rarely how the world works. The idea of the hero as saviour probably has about as much validity as the idea of the lone villain as the cause of whatever ills need to be cured. Hero-worship is both logical (because we see the world from the viewpoint of “I”) and also an oddly counter-intuitive ideal to have created, since in reality as we know it, the lone individual may be us, but is largely not how we live or how things work. We have structured our societies, whether on the smaller level of family or tribe, or the larger ones like political parties or nations, in terms of groups of people. But I suppose it is the same humanity that makes us aware of and empathetic to the feelings of others that makes us want to reduce ideas to their black and white, bad vs good essentials and then dress those ideas up in human clothes.

childhood favourites

And so, to books! Reading fiction and watching films and TV, it’s amazing how the larger-than-life (but also simpler and therefore ironically smaller-than-life) hero/ine vs villain, protagonist vs antagonist and – most hackneyed of all (a speciality of genre fiction since such a thing existed, and the preserve or religion and mythology before that) – the ‘chosen one’ vs ‘dark lord’ narrative continues to be employed by writers and enjoyed by generations of people (myself included*), long past the age that one becomes aware of the formulaic simplification of it.

*for people of my generation, the mention of a ‘dark lord’ immediately conjures up Star Wars and Darth Vader/The Emperor, though the ‘chosen one’ theme is thankfully underplayed in the original trilogy. George Lucas doesn’t get much credit for the prequels, but making the chosen one become the dark lord is an interesting twist, even if Lucifer got there first.

Whatever its origins, it seems that people do want these kinds of figures in their lives and will settle for celebrities, athletes, even politicians in lieu of the real thing. Hitler was aware of it and cast himself in the lead heroic role, ironically becoming, to posterity, the antithesis of the character he adopted; Lenin, who by any logical reading of The Communist Manifesto should have been immune to the lure of hero worship, also cast himself in the lead role, as did most of his successors to the present day (and really; to enthusiastically read Marx and then approve a monumental statue of oneself displays, at best, a lack of self-awareness). The Judeo-Christian god with his demand, not only to be acknowledged as the creator of everything, but also to be actually worshipped by his creations, even in his Christian, fallible, just-like-us human form, is something of a special case, but clearly these are primordial waters to be paddling in.

Still, entertainment-wise, it took a kind of humbling to get even to the stage we’re at. Heroes were once demi-gods; Gilgamesh had many adventures, overcame many enemies, but when trying to conquer death found that he could not even conquer sleep. Fallible yes, but hardly someone to identify with. And Cain killed Abel, David killed Goliath, Hercules succeeded in his twelve tasks but was eventually poisoned by the blood of a hydra, Sun Wukong the Monkey King attained immortality by mistake while drunk, Beowulf was mortally wounded in his last battle against a dragon. Cúchulainn transformed into a monstrous creature and single-handedly defeated the armies of Queen Medb. King Arthur and/or the Fisher King sleep still, to be awoken when the need for them is finally great enough.  These are heroes we still recognise today and would accept in the context of a blockbuster movie or doorstop-like fantasy novel, but less so in say, a soap opera or (hopefully) on Question Time. I knew some (but not all) of these stories when I was a child, but all of them would have made sense to me because, despite the differences between the settings and the societies that produced them and that which produced me, they are not really so vastly different from most of my favourite childhood stories.

Partly that’s because some of those were those ancient stories. But even when not reading infantilised versions of the Greek myths (I loved the Ladybird book Famous Legends Vol. 1 with its versions of Theseus and the Minotaur and Perseus and Andromeda*) it was noticeable that, although there still were heroes of the unambiguous superhuman type (in comics most obviously; like um, Superman), in most of the books I read, the hero who conquers all through his or her (usually his) all-round superiority was rarely the lone, or even the main protagonist. I don’t know if it’s a consequence of Christianity (or just of literacy?) but presumably at some point people decided they preferred to identify with a hero rather than to venerate them. Perhaps stories became private rather than public when people began to read for themselves, rather than listening to stories as passed down by bards or whatever? Someone will know.

.*I remember being disappointed by the Clash of the Titans film version of Medusa, too monstrous, less human, somehow undermining the horror

not the original set of Narnia books I had; never quite as good without Pauline Baynes’s cover art

The first real stories that I remember (this would initially be hearing rather than reading) are probably The Hobbit, The Lion, The Witch and The Wardrobe, Charlie and the Chocolate Factory – all of which have children or quasi-children as the main characters. Narnia is a special case in that there is a ‘chosen one’ – Aslan the lion – but mostly he isn’t the main focus of the narrative, Far more shadowy, there are books that I never went back to and read by myself, like Pippi Longstocking and my memory of those tends to be a few images rather than an actual story. As a very little kid I know I liked The Very Hungry Caterpillar and its ilk (also, vastly less well known, The Hungry Thing by Jan Slepian and Ann Seidler in which, as I recall, some rice would be nice said a baby sucking ice). Later, I loved Tintin and Asterix and Peanuts and Garfield as well as the usual UK comics; Beano, Dandy, Oor Wullie, The Broons, Victor and Warlord etc. The first fiction not reliant on pictures that I remember reading for myself (probably around the Beano era) would be the Narnia series (which I already knew), Richmal Crompton’s William books and, then Biggles (already by then an antique of a very different era), some Enid Blyton (I liked the less-famous Five Find-Outers best), Lloyd Alexander’s Chronicles of Prydain, and Willard Price’s Adventure series. Mostly these were all a bit old fashioned for the 80s now that I look at them, but I tended then as now to accumulate second hand books.

Lloyd Alexander’s Chronicles of Prydain; perfect marriage of author and cover art (Brian Fround and Ken Thompson)
Biggles Flies Undone! Very old even when I was young, I bought this book from a jumble sale when I was 8 or 9

There was also a small group of classics that I had that must have been condensed and re-written for kids – a little brick-like paperback of Moby-Dick (Christmas present) and old hardbacks of Robinson Crusoe, Treasure Island and Kidnapped with illustrations by Broons/Oor Wullie genius Dudley D. Watkins (bought at ‘bring and buy’ sales at Primary School). Watkins’s versions of Crusoe, Long John Silver etc are still the ones I see in my head. More up to date, I also had a particular fondness for Robert Westall (The Machine Gunners, The Scarecrows, The Watch House etc) and the somewhat trashy Race Against Time adventure series by JJ Fortune; a very 80s concoction in which a young boy from New York called Stephen, is picked up by his (this was the initial appeal) Indiana Jones-like Uncle Richard and, unbeknownst to his parents, hauled off around the world for various implausible adventures. I liked these books so much (especially the first two that I read, The Search for Mad Jack’s Crown – bought via the Chip Book Club which our school took part in, and Duel For The Samurai Sword) that I actually, for the first and last time in my life, joined a fan club. I still have the letter somewhere, warning me as a “RAT adventurer” to be prepared to be whisked away myself. Didn’t happen yet though.  And then there were gamebooks (a LOT of them), which have a special place here because they fundamentally shift the focus of the narrative back to the direct hero-conquers-all themes of ancient mythology, while also recasting the reader themselves as that hero.

80s Hollywood blockbuster design comes to childrens’ fiction

There were also books I wouldn’t necessarily have chosen but was given at Christmas etc, books by people like Leon Garfield (adventures set in a vividly grotty evocation of 18th and early 19th century London), the aforementioned Moby-Dick, a comic strip version of The Mutiny on the Bounty, a Dracula annual. Also authors who I read and loved one book by, but never got around to reading more of; Anne Pilling’s Henry’s Leg, Jan Mark (Thunder and Lightnings; there’s a moving article about this beautifully subtle book here), Robert Leeson (The Third Class Genie). And there were also things we had to read at school, which mostly didn’t make a huge impression and are just evocative titles to me now – The Boy with the Bronze Axe by Kathleen Fidler and The Kelpie’s Pearls by Molly Hunter, Ian Serralliers’s The Silver Sword, Children on the Oregon Trail by Anna Rutgers van der Loeff and The Diddakoi by Rumer Godden.  What did I do as a kid apart from reading?

Anyway; that’s a lot of books. And in the vast majority of them, the conclusion of the plot relies on the main character, or main character and sidekick or team to take some kind of decisive action to solve whatever problem they have. Heroism as the ancient Greeks would have understood it may largely have vanished, but even without superhuman strength or vastly superior cunning (even the fantasy novels mentioned like Lloyd Alexander’s which do still have the chosen one/dark lord idea at their heart, tend to have a fallible, doubt-filled human type of hero rather than a demigod) there is still the idea that individual character is what matters.

it’s hard to remember a time I didn’t know these stories

 And this makes sense – something like the ‘battle of five armies’ towards the end of The Hobbit is dull enough with the inclusion of characters that the reader has come to care about. A battle between armies of nameless ciphers (think the ‘Napoleonic Wars’ sans Napoleon) would be hard to get too involved in (cue image of generals with their model battlefields moving blocks of troops about, with little or no danger to themselves). Which is fair enough; after all, being in a battle may feel impersonal, but reading about one can’t be, if the reader is to feel any kind of drama. And maybe this is the key point – reading is – albeit at one remove – a one-on-one activity. Stephen King likens it to telepathy between the writer and reader and that is the case – they think it, we read it and it transfers from their minds to ours. And since reading is something that people seem to think children have to be made to do, often against their will, children’s authors in particular are understandably keen to engage the reader by making them identify with one character or another. I don’t think it’s a coincidence that the most successful writers for children from CS Lewis to Enid Blyton to JK Rowling (to name just notable British ones) have tended to make children the protagonists of their books and surround their main characters with a variety of girls and boys of varying personality types. And children’s books about children are (I find) far easier to re-read as an adult than children’s books about adults are. As an adult, even JJ Fortune’s “Stephen” rings more or less true as a mostly bored tweenager of the 80s, while his Uncle Richard seems both ridiculous and vaguely creepy. “Grown up” heroes like Biggles, very vivid when encountered as a child, seem hopelessly two-dimensional as an adult; what do they DO all day, when not flying planes and shooting at the enemy?

the unasked-for Christmas present that began a few years of obsessive game-playing

I mentioned gamebooks above and they – essentially single-player role playing games, often inspired by Dungeons and Dragons – deserve special mention, partly just because in the 80s, there were so many of them. There were series’ I followed and was a completist about (up to a point) – first and best being Puffin’s Fighting Fantasy (which, when I finally lost interest consisted of around 30 books), there was its spin-off Steve Jackson’s Sorcery (four books), Joe Dever and Gary Chalk’s Lone Wolf (seven or eight books), Grey Star (four books), Grailquest (I think I lost interest around vol 5 or 6), then series’ I quite liked but didn’t follow religiously – Way of the Tiger (six books), Golden Dragon (six books), Cretan Chronicles (three books) and series’ I dipped into if I came across them: Choose Your Own Adventure (essentially the first gamebook series, but they mostly weren’t in the swords & sorcery genre and felt like they were aimed at a younger readership), Demonspawn (by JH Brennan, the author of Grailquest, but much, much more difficult), Falcon (time travel) and Sagard the Barbarian (four books; the selling point being that they were by D&D co-creator Gary Gygax. They were a bit clunky compared to the UK books). Sudden memory; even before encountering my first Fighting Fantasy book, which was Steve Jackson’s Citadel of Chaos, actually the second in the series, I had bought (the Chip club again), Edward Packard’s Exploration Infinity, which was one of the Choose Your Own Adventure series, repackaged for the UK I guess, or maybe a separate book that was later absorbed into the CYOA series? Either way, there’s a particular dreamlike atmosphere that gives me a pang of complicated melancholy nostalgia when I think of the book now.

lots of books; one hero

Putting a real person – the reader – at the centre of the action ironically dispenses with the need for “character” at all, and even in books like the Lone Wolf and, Grailquest series where YOU are a specific person (Lone Wolf in the former, Pip in the latter), there is very little sense of (or point in) character building. You are the hero, this is what you need to do, and that’s all you need to know. In many cases, the protagonists of the heroic fantasy novels I devoured in my early teens – when I was drawn to any fat book with foil lettering and a landscape on the cover (the standard fantasy novel look in the 80s) – were not much more rounded than their lightly sketched gamebook counterparts. These books often achieved their epic length through plot only; the truly complex epic fantasy novel is a rare thing.

Thanks, presumably, to Tolkien, these plots generally revolved around main characters who were rarely heroes in the ancient mould (though Conan and his imitators were), but were mainly inexperienced, rural quasi-children, thrust into adventures they initially had no knowledge of (Terry Brooks’s Shannara series being the classic Tolkien-lite example). But even when, as in Stephen Donaldson’s also very Tolkien-influenced Chronicles of Thomas Covenant, the hero was a cynical, modern human being, or in Michael Moorcock’s deliberately anti-Tolkienesque  Eternal Champion series, where s/he was a series of interlinked beings inhabiting the same role within different dimensions of the multiverse, the ‘chosen one’ vs some kind of implacable ‘dark lord’-ish enemy theme remained pretty constant. But this underlying core or skeleton is only most explicit in self consciously fantastical fiction; whether or not there’s an actual dark lord or a quest, in most fiction of any kind there’s a ‘chosen one’, even if they have only been chosen by the author as the focus of the story she or he wants to tell. Holden Caulfield and Sylvia Plath’s Esther Greenwood have this in common with Bilbo Baggins, Conan the Barbarian and William Brown. But really, what’s the alternative to books about people anyway? Even novels in which people (or surrogate people like Richard Adams’s rabbits or William Horwood’s moles) are not the main focus (or are half of the focus, like Alan Moore’s peculiar Voice of the Fire, where Northampton is essentially the ‘hero’) rely on us engaging with the writer as a writer, a human voice that becomes a kind of stand-in for a character.

classic 80s fantasy cover design

But books are not life; one of the things that unites the most undemanding pulp novelette and the greatest works of literature is that they are to some extent – like human beings – discrete, enclosed worlds; they have their beginning, middle and end. And yet, however much all of our experience relies on our perception of these key moments, that’s not necessarily how the world feels. Even complicated books are simple in that they reveal – just by seeing their length before we read them – the sense of design that is hidden from us or absent in our own lives. Even something seemingly random or illogical (the giant helmet that falls from nowhere, crushing Conrad to death in Horace Walpole’s proto-gothic novel The Castle of Otranto (1764) for example) is deliberate; recognisably something dreamlike, from the human imagination, rather than truly random as the world can be.

What we call history (“things that have happened”) usually can’t quite manage the neatness of even the most bizarre or surreal fiction.  There have been genuine, almost superhuman hero/antihero/demigod figures, but how often – even when we can see their entirety – do their lives have the satisfying shape of a story? Granted, Caesar, stabbed twenty three times by his peers in the Senate chamber, has the cause-and-effect narrative of myth; but it’s an ambiguous story where the hero is the villain, depending on your point of view. Whatever one’s point of view in The Lord of the Rings or Harry Potter, to have sympathy with someone referred to (or calling themselves) a ‘dark lord’ is to consciously choose to be on the side of ‘bad’, in a way that defending a republic as a republic, or an empire as an empire isn’t.

Or take Genghis Khan – ‘he’ conquered (the temptation is to also write ‘conquered’, but where do you stop with that?) – obviously not alone, but as sole leader – as much of the world as anyone has. And then, he remained successful, had issues with his succession and died in his mid 60s, in uncertain, rather than dramatic or tragic circumstances. The heroes of the Greek myths often have surprisingly downbeat endings (which I didn’t know about from the children’s versions I read) but they are usually significant in some way, and stem from the behaviour of the hero himself.  Napoleon, old at 51, dying of stomach cancer or poisoning, a broken man, is not exactly a classic punishment from the Gods for hubris, or an end that anyone would have seen coming, let alone would have written for him. As ‘chosen ones’ go, Jesus is a pretty definitive example, and whether accepted as history or as fiction, he has an ending which, appropriately for god-made-man, manages to fit with both the stuff of myth (rises from the dead and ascends to heaven) but is also mundane in a way we can easily recognise; he isn’t defeated by the Antichrist or by some supreme force of supernatural evil, but essentially killed by a committee, on the orders of someone acting against their own better judgement. More than anything else in the New Testament, that has the ring of truth to it. A significant detail too for those who want to stress the factual basis of the gospels is that the name of the murderer himself*  unlike the nemeses of the ancient heroes, wasn’t even recorded.

* I guess either the guy nailing him to the cross, or the soldier spearing him in the side (much later named as Longinus, presumably for narrative purposes) 

And if Jesus’s nemesis was disappointingly mundane, when on occasion, the universe does throw up something approximating a “dark lord” it doesn’t counter them with ‘chosen ones’ to defeat them either, as one might hope or expect. Living still in the shadow of WW2, Hitler’s messy and furtive end, beleaguered and already beaten, in suicide, somehow isn’t good enough and there are a variety of rival theories about what ‘really’ happened, all of which more pleasingly fit with the kind of fiction we all grow up with. Mussolini was strung up by an angry faceless mob and his corpse was defiled. Hirohito, meanwhile, survived defeat as his troops were not supposed to do, and presided over Japan’s post-war boom to become one of the world’s longest reigning monarchs. The moral of the story is there is rarely a moral to the story. For proof of that, did the ‘heroes’ fare much better? The victors of Yalta lived on to die of a haemorrhage just months later on the eve of the unveiling of the UN (FDR), to be voted out of office, dying twenty years later a divisive figure with an ambiguous legacy (Churchill) and to become himself one of the great villains of the century with a reputation rivalling Hitler’s (Stalin).

Entertainment programs us to view history as the adventures of a series of important ‘main characters’ and how they shaped the world. It’s perhaps as good a ‘way in’ as any – like Frodo taking the ring to Mordor when no human can, or Biggles (almost) single-handedly defeating the Luftwaffe, it makes a kind of sense to us. But the distorted version of history it gives us is something to consider; think of your life and that of (name any current world leader or influential figure; apologies if you are one). If the people of the future are reading about that person, what will that tell them about your life? And what is ‘history’ telling you about really? Things that happened, yes, but prioritised by who, and for what purpose? This is an argument for reading more history, and not less I think. Other people may be the protagonists in books, but in our own history we have to take that role.

Artists (and historians too, in a different way) share their humanity with us, and there are great artists – you’ll have your own ideas, but William Shakespeare, Sue Townsend, Albrecht Dürer, Mickalene Thomas, Steven Spielberg and James Baldwin seems like a random but fair enough selection – who somehow have the capacity or empathy to give us insights into human being other than (and very different from) themselves, but somehow created entirely from their own minds and their own perceptions of the world. But just like them, however aware we are of everyone else and of existence in all its variety, we can only be ourselves, and, however many boxes we seem to fit into, we can only experience the world through our own single consciousness. If there’s a chosen one, it’s you. If there’s a dark lady or a dark lord, it’s also you.

 

 

Someone Of No Importance: Evelyn Waugh and inter-war Futilitarianism

 

The news that one of your favourite novels is being made into a film or TV show is never straightforwardly pleasurable; yes, there’s an excitement about seeing scenes from the page (and from your own imaginings of them) on screen, but there’s a certain amount of apprehension too. Nobody will look right (at first anyway), they may not sound right, and if you don’t like them you may be stuck with them whenever you re-read the book (especially if you didn’t have a particularly clear image of them in your mind in the first place or if, like me the image you do have often bears strangely little relation to the writer’s actual descriptions). Then there’s the tone and authorial voice/point of view, the inner life of the characters… It’s actually surprising there are any good adaptations of books. But there are many, the best of which (to me at least) are those that capture the essence of the book without necessarily being ‘faithful adaptations’ (Catch-22, Ghost World) or which use the book as a launchpad for the filmmakers’ own ideas (Blade Runner, Jaws). Most adaptations are of course neither of these. Which brings us to the BBC’s ‘not bad’ version of Evelyn Waugh’s Decline and Fall.

It’s first of all a strange book to have chosen; a black comedy whose fans – as with fans of JG Ballard’s Crash, William Burroughs’ Naked Lunch and Bret Easton Ellis’ American Psycho – know in advance to expect an approximate, rather than precise rendering of. Decline and Fall is not an extreme book in the graphic sense that those three are, but, like at least two of them, its humour is grounded in its unremitting unpleasantness and in the end it’s a bleak, essentially misanthropic, nihilistic kind of comedy, tellingly completed before Waugh’s conversion to Roman Catholicism. For a variety of reasons, though, ‘bleak’ isn’t how the TV version feels.

But before moving on to the show, it’s worth looking at why the book is the way it is. Firstly, and most importantly, it’s an exaggerated reflection of certain aspects of its creator’s personality and an expression of his sense of humour. Even post-conversion, when there is a modicum of compassion for some of the characters in his work, Waugh’s books – with the exception of Brideshead Revisited – are mostly funny but extremely mean-spirited black comedies full of caricatures and snobbishness made extremely funny by his writing style, and in his first few novels that’s pretty much all there is. The surprising depth of feeling in even these books comes from the fact that Waugh allows that his characters – even a relative cipher like Decline and Fall’s bland non-hero Paul Pennyfeather – have human emotions, even if they are rarely respected by others or the author. In Decline and Fall , the snobbishness, misogyny and the – to modern readers – strange treatment of child abuse in which certain pupils seem partly culpable in their encouragement of the paedophile (I hope that most of us would now agree that the victim of child abuse can’t really be complicit in it), can be explained pretty simply: it was the milieu that the young Waugh knew. His education at an all-boys public school and his subsequent university life and work as a teacher in (again) an all-boys public school were overwhelmingly male experiences and child abuse was, if not actually legal or even acceptable, then at least a tacitly accepted if not much written about part of public school life. Nowadays, we might find it odd for a writer to include that kind of thing in a book where the original author’s note reads ‘Please bear in mind throughout that IT IS MEANT TO BE FUNNY.’ but although the novel was self-consciously outrageous, the aspects that most trouble modern readers; abuse, misogyny, racism, were probably not that much dwelt upon in the late 20s.

The reason that Waugh’s comedies are so rarely successfully adapted into other formats is that their action is farcical, but not complicated. In 1920s comedy, PG Wodehouse is the obvious star, and his work lends itself naturally to stage and television adaptation thanks to his intricate joke-like plots (complete with a punchline at the end). The comedy is there in the story and the writer’s style is the dressing that brings it to life. Waugh’s early plots meanwhile are loosely constructed to non-existent and chaotic and often implausible (yet somehow also more realistic than Wodehouse) and his writing style is everything. It’s a weird, slightly unworkable comparison, but now that I’ve made it; with Wodehouse, his stories are like a kind of pantomime or fairytale, played out by characters the author loves and which are completely ludicrous but make perfect sense on their own terms. With Waugh, it’s often as though a real (perhaps even tragic) story about real people is being told by someone who finds the whole thing funny and has little to no sympathy for the fools and the predicaments they find themselves in. Wodehouse orchestrates the events like a stage director, while Waugh reports them like a condescending gossip. To me, he is the funnier of the two, but his presence is also necessary; if you remove Wodehouse the narrator from his stories, you are left with characters that embody the warmth and silliness of the narrator’s voice, acting out stories which are in themselves funny. If you remove Waugh you are left with people you never really know making fools of themselves in painful ways. If you had never read Waugh but only watched adaptations of his work, one might expect his books to read something like a posh version of Tom Sharpe; which they definitely don’t.

The other main reason that Waugh’s early books are the way they are is because he was part of that couple of generations who lived through the First World War, but who were too young to take part. The impact this had is undeniable and the British literature of the 20s and 30s is filled with very different books by very different writers which nevertheless have various things in common with each other and which I like very much.  The early 21st century may be in some ways a far more cynical time than the 1920s, but in effect it is both nicer and nastier. Most of us no longer accept the inequalities of the class system, or discrimination in race and gender. We are also no longer surprised that human beings can slaughter each other in their millions in mechanised ways; but while being used to that idea, it’s also true that, unlike Waugh’s generation, we (at least we in the UK) haven’t had the experience of half of the adult males that were there in our early childhood simply not existing anymore, or living in a country where almost every town and village doesn’t have a monument to those killed in a war we remember. A large part of the literature of the 20s and 30s consists of writers either trying to find meaning in a society whose way of life has been changed forever, whose old beliefs; in religion, in tradition, no longer seem to have any meaning, or of trying simply to escape the realities of modern life altogether. In the mid-to – late 1930s, politics would take centre stage in British literature, but for a period from around 1920 to 1935 the anxieties of the country’s younger writers were revealed in a series of strangely formless but oddly similar novels, which were once labelled ‘futilitarian’.

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These are my favourites, might as well do this chronologically…

Aldous Huxley – Crome Yellow (1921), Antic Hay (1923) and Point Counter Point (1928)

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Huxley was in fact slightly older (20 when WW1 broke out, whereas Waugh was only 11) but he could not take part in combat due to his chronically bad eyesight. His early novels (I think Antic Hay is the best) make a very interesting comparison with Waugh’s, because at first they seem fairly similar; modern comedies where the storylines (such as they are) mostly revolve around the social lives of young, wealthy and irresponsible people. But the tone and content is very different. While Waugh was at school during WW1, with not only all the jingoism and propaganda that that entailed, but also the noticeable absence of adult male teachers and role models, for Huxley, WW1 was the period of Bloomsbury (he worked as a farm labourer at Garsington Manor, home of the society hostess and patron of the arts Lady Ottoline Morrell. For him, social life meant intellectual conversation; the discussion of art and modernism, conscientious objection, philosophy, pacifism. The comedy in novels like Antic Hay comes mainly from his satirical portrayals of the kinds of people he was mixing with but they are funny in both a broad way (the hero Theodore Gumbril’s invention of ‘pneumatic trousers’) and a deeper one (relationships and their difficulties). The main difference from Waugh is that whereas the comedy in a book like Waugh’s Vile Bodies arises from the somewhat desperate attempts of the main characters to have fun in the face of the meaningless void underlying modern life, in Huxley’s works the comedy arises from the characters’ often farcical and pretentious attempts at finding meaning through conversation, art and philosophy. The contrast between Huxley’s novels and an apparently very similar one – Wyndham Lewis’ great satire The Apes of God (1930) is especially striking because the milieu the books are set in almost identical (they knew many of the same people) and because, like Huxley, Wyndham Lewis was not nihilistic. He was however, immensely negative and the fact that he had seen active service in WW1 and was also himself a pioneering artist made him extremely impatient with what he saw as the wishy-washy dilettantism of the Bloomsbury artists and writers and their detachment from real life. The contrast between Antic Hay and The Apes of God is the difference between an affectionate Max Beerbohm cartoon and a merciless James Gillray caricature.

Evelyn Waugh – Decline and Fall (1928) and Vile Bodies (1930)

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What makes these books distinctively post-WW1 is the nihilism at their heart. The younger generation of the 1920s were probably more different from their parents (products of the Victorian era) than any generation before or since (excepting maybe that of the 60s) and the tone of Waugh’s novels is resolutely modern and, despite its insistence on/preoccupation with social class, the feel is one of fragmentation and instability, especially in comparison with pre-War literature. When older people are presented, it is almost always as an archaic survival from a distant era. If the war is mentioned at all, its in an almost nostalgic way by people for whom it was the backdrop of their youth or childhood. The most surprising thing about Waugh’s books is the unexpected poignancy that comes from his mostly unsympathetic handling of his characters; Vile Bodies, probably his most determinedly unpleasant book, is also his funniest (aside from the grotesque later masterpiece The Loved One).

Anthony Powell – Afternoon Men (1931)

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Of all the books here, Afternoon Men feels perhaps the least ambitious, but makes me laugh the most. I have read some of Anthony Powell’s other books (and started but not finished his Dance to the Music of Time series), but they just aren’t the same. The story is almost identical to those of Huxley and Waugh – a group of young people meet up socially and drink a lot, have affairs etc – although the social class of Powell’s protagonist William Atwater is lowly enough that he actually has a normal, office-based job – a rarity in any of these books. Atwater’s friends and acquaintances are the usual mixture of bohemian high society people but it is Powell’s abrupt, lightly modernistic writing style and feel for dialogue that makes it work so well:

“’I work in a museum’, said Atwater. He was getting sleepier and felt he ought to say something. He had begun to be depressed.

‘That must be very interesting work, isn’t it?’

‘No.’

‘Isn’t it really?’

‘I often think of running away to sea.’

‘I think it must be very interesting.’

‘Do you?’

* * * *

‘What about your books?’ Atwater stood up. He could not do all the stuff about the books. He was too sleepy. He said:

‘There are these. And then there are those.’”

(Afternoon Men, p.35-6, 1963 Penguin edition)

As a writer, Powell is far more deadpan and less misanthropic than Waugh, but he creates a similarly poignant effect; it would be quite possible to film this novel and, used verbatim, the dialogue might still be funny, but what essentially makes the book work is the style in which it is written.

Cyril Connolly – The Rock Pool (written 1935. published 1936)

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The Rock Pool is the only novel by Connolly – best known as a literary critic – and it is one of my favourite books. Connolly was the same age and (more or less) social class as Evelyn Waugh, and the novel is the portrait of a snobbish young man of means who goes to the French Riviera to observe life in an artist’s colony, with the explicit intention of writing a period piece about the kind of carefree1920s-style life of leisure that no longer existed in the London of the 30s, but might still be going on there.  In fact, it isn’t  – and instead he finds himself drawn into the lives of the impoverished artists, conmen and bar owners there until it becomes clear that he is not the detached ironic observer he imagined, but has in fact found his niche and his people, whether he wants to have or not. In comparison with Waugh and even Huxley, Connolly is far more sympathetic to his characters and the tone is completely different from Waugh’s slightly contemptuous detachment:

“’Tell me, why do you come here if you are such a snob?’

‘Who said I was a snob?’

‘Why, everybody… I’m sure it must be very amusing.’

He felt old and miserable, going through life trying to peddle a personality of which people would not even accept a free sample.”

(The Rock Pool, p.90-91, Penguin edition, 1963)

The fact that The Rock Pool is a product of the mid-30s and not the 20s is part of its charm. While Connolly’s contemporaries and peers were becoming interested in philosophy and science (Huxley), religion (Waugh) or politics and social commentary (George Orwell, Christopher Isherwood, WH Auden etc), Connolly accepted, with insight, the aimless, aesthetic worldview of his 20s generation, even as it became obsolete.

Christopher Isherwood –  Mr Norris Changes Trains (1935)

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Isherwood’s first two novels, All The Conspirators (1928) and The Memorial (1932) are also relevant here, but Mr Norris… (probably best known, with its semi-sequel Goodbye To Berlin (1939) as being the inspiration for the musical Cabaret) have more in common with the books described above. While both of his earlier books dealt specifically with the generation gap that had resulted from the First World War (and The Memorial is explicitly concerned with the effects of WW1 on British society), Mr Norris is, although very different in tone, essentially similar to The Rock Pool – a comical story about the adventures of a young upper class person out of his element. Although famous for its evocation of the politics and life of late Weimar and early Nazi Berlin, the novels were born from Isherwood’s desire – in 1929/30, rather than the mid-late 30s of the novels – not for any kind of social or political commentary, but to escape the milieu of upper class England and experience the hedonistic lifestyle of Berlin. As with most Waugh and Powell, the book’s main protagonist is less vividly drawn than the more extreme characters who surround him, and in many ways Isherwood accomplishes a kind of heightened, occasionally grotesque realism something like the Neue Sachlichkeit artists (Otto Dix, Georg Grosz, Rudolf Schlichter, Christian Schad etc) who were working in Germany in the same period, and whose paintings have often adorned the covers of his books. The fact that his books are partly autobiographical (and written in the first person, as ‘William Bradshaw’, Isherwood’s own middle names) means there is little of the distancing effect of Waugh and although there is much humour in Isherwood’s early novels, often at the expense of his characters, they are written with a warmth and compassion that makes them translate to the screen without losing too much of the feel of the novel – with the exception of the narrator himself, who suffers by being mostly a nondescript bystander, so that in Cabaret, the Christopher Isherwood/William Bradshaw character has to become the very different Brian Roberts.

oh – not chronological now, but also – Stephen Spender – The Temple (written 1929, published 1988)

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While Isherwood was in Berlin with WH Auden, their friend Stephen Spender found his way to Hamburg, seeking not only the hedonistic freedom of Weimar Germany, but also freedom from censorship. As Spender wrote in the introduction to the (very) belated first edition of The Temple, England in 1929 was a country where James Joyce’s Ulysses was banned, as was Radclyffe Hall’s The Well of Loneliness. In going to Germany, his motives were at least partly artistic, and as he noted, “The Temple is pre-thirties and pre-political.” The same could be said of all of the novels discussed here. In that sense, The Temple sits strangely, but appropriately, in the company of the books of Waugh, Anthony Powell and co. In comparison with Isherwood’s Berlin stories, Spender’s novel is far more concerned with the inner life of its narrator and his Hamburg is less vividly drawn, but at the same time the book is far more explicit about sex than Isherwood (though to be fair Spender revised The Temple before publication in the 80s so it isn’t clear how much of the explicitness existed in 1929 – enough to prevent it from being published though). It’s a summery, if slightly troubled book, not improved by the author’s retrospective awareness of how fleeting the freedom it describes would be. Also, although Spender was himself far from humourless, there’s an earnest quality that makes the tone of the book unique in this list; it’s far more of a considered portrait of a time, than a story about some young people.

Decline and Fall – the TV show

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So, finally – to that TV adaptation of Decline and Fall. It wasn’t actually bad at all (vastly better than the mystifyingly titled 1969 movie adaptation, Decline and Fall…of a Bird Watcher), but despite all the positive reviews it wasn’t (to me anyway) right either; how come? Firstly, the book was published in 1928 and had a contemporary setting. That means that it is now a period piece, which on the screen, gives an instantly distancing effect. The twenties in particular (actually, the twenties and thirties; TV rarely discriminates between the two) has evolved a certain lighthearted and somewhat cosy screen presence on television over the years, from the nostalgic adaptation(s) of Waugh’s very different Brideshead Revisited to gentle Sunday evening drama of The House of Elliot to Jeeves and Wooster and even You Rang M’Lord.

Thanks to these shows and others like them (not to mention films like Bugsy Malone and The Great Gatsby in its various versions) there’s a kind of visual shorthand for the twenties, consisting of; striped blazers, flapper fashions, art deco, the Charleston and hedonistic and/or gormless aristocrats, the fantasy of being independently wealthy, plus the odd Moseley-inspired fascist and monocled lesbian; all of which fits Decline and Fall pretty well, in a superficial kind of way. But while nostalgia is, appropriately, an element in all of the aforementioned programmes (not so much The Great Gatsby, ironic given how the film version traded on the visual aspects of its high society settings etc), it should really have no place in Decline and Fall. Nostalgia can’t help being present though, just through the accumulation of period detail and the kind of broad acting that a comedy set among the upper classes in the 20s seems to require. This broad approach is again fair enough in a way, since Decline and Fall is essentially a novel where the characters are close to being caricatures anyway.

The most obvious place the book differs from the television adaptation is that in the book, the mostly innocent and bland fish-out-of-water main character, Paul Pennyfeather doesn’t have to be – and often isn’t – particularly likeable; the reader doesn’t have to like him or identify with him to find his story funny and anyway, Waugh makes it explicit that we are not seeing Pennyfeather at his best or most typical or indeed in his element at all. Considering the ridiculous (and at times heartbreaking) circumstances he finds himself in, his outbursts of bitterness are surprisingly few and far between. Presenting a not-very-likeable character having misadventures with even less likeable characters is not, however a particularly ratings-grabbing idea, so it’s not surprising the BBC didn’t play it that way. It would never have occurred to me to cast the comedian Jack Whitehall in the leading role, but the hapless/diffident/youthful/naive sides of Pennyfeather’s nature are not that far removed from Whitehall’s usual persona and I don’t mean it as an insult when I say he captures the somewhat one-dimensional, nonentity-like aspect of Pennyfeather quite well.

But, in the bigger picture, the fact that the BBC is spending money on an Evelyn Waugh adaptation at all may not really be a good sign. As Jon Savage wrote in 1986 (re. the TV adaptation of Brideshead Revisited):

Waugh’s elevation into legend – as the house god of literary London – has come at the same time as, and may have fuelled, a concerted ideological attack on the social gains of the whole post-war period.” (Jon Savage, Waugh Crimes, The Face, September 1986, in Time Travel – Pop, Media and Sexuality 1976-99, Chatto & Windus 1996, p. 206).

The adaptation of Decline and Fall in 2017 says as much about the current rise of conservatism as the success of Brideshead Revisited did about Margaret Thatcher’s mid 80s, both about the nature of the conservatism itself, and the ways society has changed since the last strengthening of the right.  The choice of Brideshead to capture a conservative zeitgeist was an obvious and safe one; Waugh’s least characteristic, if most successful novel, it is (or at least it can be easily adapted as) a straightforward nostalgic paean to/romanticisation of the leisured life of the aristocracy in the pre-WW2 period, the last time they could be seen as  the leaders of fashion and in a real sense ‘the ruling class’, with an Empire and subordinate classes to (literally) ‘lord it’ over. Then as now, the appeal of traditional ‘Britishness’ was strong, both with the kind of conservative, older elements in society/in charge and those who see progressiveness only in terms of threatening change/instability. Back in 1986, the ‘golden age’ of Brideshead Revisited was still remembered by the older generations, including many who were still active in the political life of the country.

But although the BBC made a costume drama, perhaps the most conservative television form, and although Waugh was a lifelong conservative and reactionary, Decline and Fall the novel, as discussed above, is hardly conservative at all; it doesn’t stand for anything, and its guiding principle seems to be that people are foolish and stupid and ruin their own lives and the lives of others without caring or even noticing. It’s a book which mostly gets away with its casual misogyny and racism because of its overwhelming misanthropy; if these people are laughable and stupid and ridiculous then at least he doesn’t show us anyone that isn’t; the fact that one of the book’s most likeable comic characters is a teacher who is not only a bad teacher, but a serial child abuser shows just what an odd choice it is for a BBC costume drama. The way the BBC tackled the more problematic aspects says a lot about where society is in 2017. In the novel, the (in modern terminology) paedophile teacher Captain Grimes’ abuse of the children in his care is seen by the other characters as distasteful and disreputable, as well as criminal, but is still seen as something one can be funny about. Somewhat surprisingly, this element made it to the screen more or less untouched, albeit without the flirtatiousness of Grimes’ favourite victim (as we, but not he, would see it), Clutterbuck. It is interesting though, to note that when reviewing the show, the word paedophile has almost always been replaced by the equivalent but somehow less inflammatory word ‘pederast’; somehow enjoying the comical exploits of a fictional paedophile might not be okay. It’s presumably the respectability of the source material (Decline and Fall may be outrageous, but Waugh is a pillar of British literature), the broadness of the comedy and the relative vagueness of the acts that makes it acceptable. And I think that’s right in a way; the element is there in the novel, it’s supposed to be and is uncomfortably funny in the novel (Waugh really was a kind of anti-Wodehouse at that point in his career), even though child abuse itself is obviously not funny. It can be assumed I think that the makers of the programme are not condoning anything, and hand-wringing self-censorship would not make the programme better; but there seems to have been a certain amount of that anyway, as we shall see.

Jack-Whitehall-Decline-And-Fall

As the misanthropy of the novel is reduced in the TV version largely because of Jack Whitehall’s sympathetic portrayal of Paul Pennyfeather, the misogyny of the book more or less evaporates onscreen, largely because the female characters are no more or less caricatures than the male ones, and are played by real women. In the book, the women are mostly predatory in one way or another and are strictly there to be admired, feared or despised – and the admiration always ends in disillusion. In Waugh’s mature books (even his best ones like A Handful of Dust) it could be argued that this feeling never significantly changes.

Where the BBC seems to have been most squeamish is with the novel’s racism. Although the anti-Welsh feeling made it to the screen more or less unchanged and again, partly neutralised by the fact that almost all of the characters were played so broadly, the episode featuring Margot Beste-Chetwynde’s African-American boyfriend Sebastian “Chokey” Cholmondley is more problematic. In the adaptation, Chiké Okonkwo plays the character exactly as written; he is articulate, urbane and enthusiastic about ecclesiastical architecture; but, when he says in the novel, “You folk think that because we’re coloured we don’t care about nothing but jazz. Why, I’d give all the jazz in the world for just one little stone from one of your cathedrals”, it’s supposed to be funny, not just because of the naivety of the lines, but because they comes from a black character. His entry into the book as Margot Beste-Chetwynde’s companion at the school games sets the tone for the whole episode:

“’I hope you don’t mind my bringing Chokey, Dr Fagan?’ she said. ‘He’s just crazy about sport.’

‘I sure am that,’ said Chokey.

’Dear Mrs Beste-Chetwynde!’ said Dr Fagan; ‘dear, dear Mrs Beste-Chetwynde!’ He pressed her glove, and for a moment was at a loss for words of welcome, for ‘Chokey’, though graceful of bearing and irreproachably dressed, was a Negro.” (Decline and Fall, p. 75)

Throughout the scene that follows, Chokey talks about church architecture, music and his race, and did so in the TV version, but the fact of his articulacy and the idea that his presence among high society people is in itself funny remains inescapable in the novel.  Also, what the BBC understandably didn’t include, was the way that almost every other character present comments on Chokey’s presence, or the abusive terms they use when doing so. I’m not sure what else they could have done while remaining at all true to the novel. On the one extreme, removing the single black character from a TV show in the name of  not upsetting people with racism would make no sense, and on the other, having Jack Whitehall say, as Paul Pennyfeather does in the novel, “I say Grimes, what d’you suppose the relationship is between Mrs Beste-Chetwynde and that n—–?” would – to say the least – have spoiled the show and made Pennyfeather a less sympathetic character than the BBC want him to be. But possibly they should have?

When writing about Waugh in 1986, Jon Savage wrote;

“It is extremely important that British culture develops a way of addressing the present and the future rather than the past, that recognises our pluralistic, multiracial society and our position, finger-in-the-dyke of trends in world politics” (Time Travel – Pop, Media and Sexuality 1976-99, Chatto & Windus 1996, p. 207)

and that’s still true – indeed, it’s more true now than it was even five years ago. But Decline and Fall isn’t it. Obviously, its anarchic vision isn’t as straightforwardly nostalgic and conservative in 2017 as Brideshead was in the 80s, but that’s partly because popular culture, post-Brass Eye, post-I’m A Celebrity and post-Operation Yew Tree is massively more coarse and more receptive to deliberate bad taste than the 80s was, or the 20s were for that matter. In its concern with period detail and its twee Jeeves and Wooster-ish execution, the makers of Decline and Fall have swapped the viciously funny nihilism of Waugh’s 1920s for a slightly cosy bad taste pantomime world which is equally as uncomfortable in its own very different way and leaves a comparable, but again different funny taste. Still; it wasn’t awful.

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A Cure for Culture: Die Brücke at Moritzburg

bruckThere is a (completely valid) argument that originality in the arts is overrated; and clearly it is better to have something derivative or traditional that is good, than something completely original that is bad. But at the same time, to take conventional or traditional tools – be they guitars, words or paint & brushes – and to use them to create something new, is a challenge no less difficult – but less heralded – than being a true pioneer.liebermann 3
In the Germany of the early 20th Century, there was a lot to reject – not only centuries of rigid regional – Prussian, Saxon, Bavarian – tradition, but also the more recent social and moral repression of Kaiser Wilhelm’s conservative regime (more or less a militarised version of his British aunt’s “Victorianism”). On top of this, there was, in the art world, the relatively recent absorption of realism and impressionism, radical only a generation before, but already becoming a new kind of academicism a decade later.

When a group of young artists formed a group called Die Brücke (‘The Bridge’), late in the first decade of the century, one of their aims was to strip away the patina of suffocating ‘style’ and orthodox practice  that had grown up between subjects or themes and the viewing public. At the same time, they intended  to apply this philosophy to their own lives, freeing themselves from formalised German society and its stifling conventions during summer painting trips into the beautiful landscapes of rural Germany. kirchner-poster-1910Despite these radical aims, the artists were not wholly iconoclastic; rather than rejecting all that had gone before, they looked to art with the most primal, emotional impact, from both home and abroad; both the tribal, ‘primitive’ art of non-western cultures, and Germany’s own ‘barbaric’ Gothic past. In terms of this kind of visceral impact, the group’s most successful works are probably those combining those things over which society and its civilising influence had little control; the human body and the natural world it has inhabited since the dawn of humankind. These works retain their impact over a century later, but although (like all truly ‘successful’ visual art) they require no explanation in order to be understood, the story and context of their genesis is fascinating in itself and helps to illuminate the works and their still-poweful impact.

Despite the Victorianism mentioned above, there were currents of liberal thought in Wilhelmine Germany that were to influence the art of the Brücke. The artists were of that generation (roughly the same one as Hitler), who were inspired by the writings of the philosopher Friedrich Nietzsche. In Thus Spake Zarathustra (1892), Nietzsche stressed the need to destroy the sterile values of decadent civilisation, and cast off history in order to create a positive, healthy art. In 1906’s posthumous The Will To Power, he stressed the point even more clearly – ‘The savage… is a return to nature – and in a certain sense his recovery, his cure from culture.’ This was to prove an inspirational doctrine to young artists, who were to find an escape from the stifling pressure of the stagnant past (and present) in the so-called ‘primitive’ art of non-western cultures. At the same time, the cult of nature was widespread and very respectable throughout Germany in this period and was manifested in groups such as the Wandervögel, which was devoted to exploring the German countryside, as well as in health and nudist groups which had grown up partly as a revolt against the effects of rapid industrialisation. Wandervogel2

Although the aspect of nudity seems, even in the 21st century, a symptom of liberalisation, in fact this was an element of the zeitgeist that influenced a whole generation regardless of its political beliefs; both the Communist and Nazi parties in Germany were involved in boy scout style activities with a naturist focus, and even at its height the Third Reich celebrated, rather than suppressed, nude (non-sexual) group activities, and the Hitler Youth had a strong outdoors element. Interestingly, one of the most important authors in this respect was not Nietzche but Jack London, with his stirring tales of (to be honest, fully clothed) adventures in the wilderness of America, such as The Call of the Wild and White Fang.

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Although avowedly modern, the Brücke did not have a straightforward view of the recently industrialised, unified Germany. Until 1871 Germany consisted of twenty-five individual states, and regional identity – artistic as well as political – remained strong. This meant that Kaiser Wilhelm’s regime indulged in the kind of extreme nationalist propaganda later carried even further by the Nazi Party, using a semi-mythical German past to appeal to national, rather than local, feelings of patriotism. As in the UK, the speed with which the country became industrialised led to a nostalgic yearning for the rural past, in Germany defined by reference to the ‘Fatherland’ and the volk of Germany, whose traditional way of life was perceived by conservative observers to be threatened by the influx of foreign workers necessary to keep the country’s industrial heart beating. Nationalistic feeling was not however, only the preserve of the political right; one of the aims of Brücke founder member Ernst Ludwig Kirchner, even before the group came together, was ‘the renewal of German art’, although, unlike the statements of Joseph Goebbels and his ilk, this did not imply any denigration of non-German art. This reinforces the fact that, despite surface similarities, the work of The Brücke was entirely in opposition to the Romantic right-wing sentiments then emerging.

The Brücke, consisting of Fritz Bleyl, Erich Heckel, Mpechstein 1ax Pechstein, Ernst Ludwig Kirchner and Karl
Schmidt-Rottluff and Emil Nolde among others, made excursions to the Moritzburg lakes outside of Dresden, and paintings like Pechstein’s Open Air (Moritzburg) (1910) and Erich Heckel’s series of Bathers attempt to express the communal freedom from convention which was one of the group’s main aims. In these pictures, the bold compositions and the use of vivid colour links the bathers to the landscape they inhabit, with flesh tones reflected in the colours of the trees and land. The two-dimensional quality of the paintings also integrates the figures within the landscape, giving a strong sense of surface deign, enhanced by the simplification of both figures and objects, all generalised to basic shapes and painted in intense saturated colour. The ‘primitive’, almost crude aspect of these paintings could itself be read as a straightforward criticism or rejection of modern urban society and its values, but the real situation was far more complex.

heckel 2Shortly after their founding in 1905, the Brücke issued a manifesto which stressed their desire to rebel against the ‘long established older forces’ at work in Germany and their commitment to modernity. What they didn’t mean was modernity as embodied in the Berlin Secession, then only seven or eight years old; a modernist movement (in some ways comparable to, although more formalised than, the Bloomsbury group in the UK) based on the belated acceptance of Impressionism in German art. German Impressionist Max Liebermann and his followers effectively sowed the seeds of their own destruction by exhibiting the works of artists far more advanced in modernism than themselves, including Munch, Van Gogh, Cezanne and the Fauves, inadvertently highlighting the inoffensive, pleasant mildness of their own work.For the Brücke artists however, it was the expressiveness of Munch and Van Gogh, and the Fauves’ intense use of colour that were to point the way forward.

Manifesto1Perhaps not surprisingly, given the sense of design and structure in their works, the four founders of the Brücke; Fritz Bleyl, Erich Heckel, Ernst Ludwig Kirchner and Karl Schmidt-Rottluff were architecture students with little or no training in painting. Being based in Dresden was important, as it not only gave them access to some of Germany’s most unspoiled countryside, but also the opportunity to study modern European painting (Van Gogh’s art was exhibited in the city as early as 1903) alongside the then-neglected mediaeval and Renaissance German art.

Van Gogh set a powerful example of how to imbue not only figures, but also landscape with personal, symbolic and emotional meaning, with colour used in an expressive rather than realistic way. At the same time, the Dresden Ethnographic Museum displayed many ‘primitive’ works from the South Seas and elsewhere. Particularly important for the group were some roof beams from the Palau islands in the South Seas, which had been taken by Germany as part of the Kaiser’s aggressive policy of Imperial expansion. While these influences were important for the group, it’s probably fair to say they helped liberate it from contemporary restrictions, rather than actually shaping the art that they produced.

ernst-ludwig-kirchner-three-nudes 4A case in point is Kirchner’s paintings from the group’s summer excursions, such as Bathers at Moritzburg and Three Nudes in A Forest (1909). These are not exercises in emulating primitive art and neither are they intended as purely decorative works, but instead they attempt to recreate the sense of freedom that the artist and his friends actually experienced at the time, without reference to the accepted conventions of nude or landscape painting. While fascinated by the art of tribal, non-European cultures, the Brücke artists were ignorant of its context and meaning, but this actually strengthened, rather than undermined its usefulness to the group. ‘Primitive’ art was resonant mainly for its position outside of the Western European art tradition; whether it was truly ‘untutored’ (unlikely) or sprang from cultures who were more in touch with the basic instincts and impulses obscured by centuries of religion and convention (questionable), this was the perception of the westerners encountering it for the first time. This meant that its features, such as the simplification and generalisation of the human figure and the lack of mathematical perspective were potent tools for artists trying to make art based on primal feeling rather than convention.

To tap into the desired raw creativity, the artists valued informality and impulsiveness, training themselves to capture the human figure as economically as possible by employing amateur models and having them pose for nude studies for a maximum of fifteen minutes per sitting. The nudes of Kirchner’s paintings owe as much to these studies as to any ‘primitive’ prototypes. Similarly, although there are parallels between the Brücke’s use of flat intense colour and that of the Fauves, an equally (or more) valid comparison is with the simplified use of colour created by woodblock printing, a major activity of the group from its inception onwards. Whereas the Fauves used colour boldly, but for harmonious and decorative purposes, the Brücke used it to reinforce the sense of vigour and life within the group’s dynamic compositions as well as for symbolic impact.

aryannudeAs previously mentioned, nudity in itself was not controversial in Germany; not only were liberal and conservative alike agreed on the healthiness of nudism and outdoor pursuits (an aspect of German society that would become even more dominant in the inter-war Weimar period and beyond),
but the academic tradition of German painting too, celebrated the nude in its romantic, Arcadian visions. The Brücke’s attitude to nudity is, however, possibly the most revolutionary aspect of their work. The teaching of art has usually stressed (and in general still does) the human figure as form rather than gender and structure rather than meaning.
The Fauves (notably in works like Matisse’s Joie de Vivre (1906) or The Dance (1909)) aimed at a mat dance 7satisfying decorative composition and a sense of harmony and peace, but the Brücke artists – and Kirchner in particular – imbued their figures with a positive and sexual energy, influenced as much by the writings of Nietzsche and Walt Whitman as by any artistic source. In this, they were influenced to an extent by Munch, but whereas the Norwegian’s haunting and bleak paintings expressed his anxieties about sex and relationships, the Brücke used the depiction of nudity to purge their work of the sexual repression and neuroses that was the darker side of Wilhelmine Germany’s obsession with nudity and hygiene. Two paintings by Kirchner highlight the importance the setting has in the meaning at atmosphere of the group’s treatment of the body. girl cat 11Girl With A Cat – Franzi (1910) is an ambiguous image; the modern interior and the ribbons in Franzi’s hair, combined with the viewpoint which forces the viewer to look down on the girl, creates an uneasy sense of vulnerability and tension, which, despite the painting’s vibrant colmunch 8our, makes it comparable in effect to Munch’s Puberty (1895). By removing the same model from an urban environment in Franzi With a Bow and Arrow (1909-11) the tension is replaced instead by a vibrant and carefree energy. The natural setting and dynamic pose (very much a standard image of German nudism) neutralise the troubled psychological aspects apparent in the urban setting.

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On the surface, this transformation would seem simply to conform to the spiritual regeneration of Germany as Heimat (homeland) as espoused by right-wing nudist groups with their obsession with cleanliness and sports, but in fact it is far more revolutionary. The carefree sexuality seen in a painting like Kirchner’s Striding Into the Sea (completed in 1912) was definitely not approved of by Kaiser Wilhelm’s establishment, and goes beyond the somewhat detached approach to the nude in contemporary French art. archer 13The Brücke were in a sense living (or at least trying to live) their philosophy; on their summer trips the group went beyond the regimented nudist groups to stay in secluded woodland spots where they could bathe alongside their female models in what Max Pechstein described as ‘perfect harmony’; just as in their paintings (of course this has its own troubling aspect, since the group was mostly male and the girls involved were, in some cases, paid to be there). There is in fact a noticeable change in tone in the group’s work after 1911 when they moved to Berlin, where Kirchner’s nude paintings tend to separate into urban studies of sexuality as the summer trips ended and they instead began to go on trips individually, with, not surprisingly, far less communal or social feeling in the paintings they completed there.

The idyllic nature of the Brücke’s Moritzburg paintings, does not, however, mean that the artists made the standard distinction between a healthy outdoor life and a decadent urban one. Many of the group’s images of the city, especially those painted before the relocation to Berlin, explore their sense of excitement they felt on the fringes of urban modern life, rather than a Munch-like sense of alienation. Also, whereas the Moritzburg paintings were essentially attempts to capture the mood and a philosophy of an enclosed, self-created world, their urban paintings were more self-consciously artistic; whereas German academic painting (like most 19th century academic painting) was essentially an amalgam of romanticism and the mathematical principles and idealising tendencies of the Italian renaissance, a painting like Kirchner’s Standing Nude With A Hat (1910) looks to the then neglected German ‘primitives’ such as Lucas Cranach the Elder, whose Venus and Cupid, like Kirchner’s nude, is almost certainly the portrait of a real court lady, her fashionable hat stressing the flimsiness of the mythical setting.hatty nudes

Following the move to Berlin, the Brücke became less close-knit as a group and the influence of art as opposed to lifestyle on their painting became more direct. The theme of the nude in nature remained important, but the works became less unified as Kirchner and Erich Heckel began to travel to the Baltic island of Fehmarn, while Max Pechstein painted at Nidden and Karl Schmidt-Rottluff visited Otto_Mueller_two girls in the wood (1920-25)Dangast, by the North Sea. Newer member Otto Müller, who joined the Brücke in 1910 had impressed his fellow artists with the woodcut-like flatness of his painting style and his paintings, such as Bathers (c.1912) and Reclining Nude in Dunes (c.1915) are far less dramatic and strident than the group’s earlier works, but reflect a similar interest in non-European (and especially ancient Egyptian) painting.mueller 18
Müller’s main interest was in simplicity and clarity and to this end he began to use distemper to gain a matt, two-dimensional effect. Despite its relatively conventional aspects, Müller’s delicate art was to influence Kirchner’s own painting.

In Fehmarn, Kirchner felt, like Gauguin in Tahiti, that he had found a place unspoiled by modern industrial society, but in reality it was this society (in Kirchner’s case the recently-built railway network) that made these trips possible. In works such as Five Bathers at the Lake (1911) and Two Bathers, Fehmarn (1913) Kirchner’s painting has become more tightly controlled than before, and the figures are based on ‘primitive’ sources, rather than simply being depicted with primitive energy. Even more than Kirchner’s had, Müller’s work shows the influence of the forms of African sculpture (and of Kirchner’s carved driftwood figures), rather than simply using them as models of simplicity and freedom from Western art conventions.

bathers fehmarn 21In this period Kirchner himself was influenced by John Griffiths’ book Paintings in the Buddhist Cave Temples of Ajanta (1896) and by comparison with the Moritzburg works, these paintings are calmer, more decorative and stylized and, crucially, feature no male figures; this is not an artist recording a world in which he plays an integral part, but is instead depicting and celebrating something which is ‘exotic’ and separate from the artist’s everyday experience; in fact a ‘primitive’ record, like Gauguin and Bernard’s depiction of rustic life in Pont Aven; not a new art for a new society.


kirchsculptGauguin was also an important influence on the works Karl Schmidt-Rottluff painted at Nidden, (Nidden being its German name; properly Nida, on the Lithuanian coast) in 1913. Pictures like Nudes in the Dunes and Three Nudes retain the intense saturated colour that marked the Brücke’s early style, and Schmidt-Rottluff also integrates figures and landscape more completely than Kirchner did in this period. The hot, complementary colours are clearly Fauve-influenced, and like Kirchner and Müller, the artist attempts to create images that are flat and decorative, rather than realistic or three-dimensional.


RottluffRedDune 24Schmidt-Rottluff ensured that there was little background/foreground or distancing effects by making horizon lines either high or non-existent and eliminating empty space from his pictures. At the same time, this, while definitively modern by the standards of its time, is idyllic and escapist, rather than rebellious or reforming in intent. Schmidt-Rottluff and Erich Heckel experimented with the cubist style then emerging in France, but  it was a short-lived phase for Schmidt-Rottluff. Heckel was more serious, becoming friendly with the members of the Expressionist group Der Blauer Reiter, whose works were indebted to both Cubism and Futurism. He was also influenced by William Worringer’s 1908 book Abstraction and Empathy, which argued that the artist could only reclining-nude-in-dunes 19escape the confusion of the chaotic modern world by depicting nature in a way which simplified the organic forms of nature into something abstract, crystalline and ‘imperishable’. Heckel’s 1913 painting Glassy Day shows the influence of this doctrine in its simplified, dynamic forms. The figure is generalised in the manner of the African sculpture the group had seen, but though there is the influence of the dynamic lines of Futurism, the jagged reflections do not disturb the calmness of the scene, but instead suggest an intense clarity of light and atmosphere. Again though, Glassy Day seems to represent escape, rather than rebellion.

heckel-erich-glassy-day-c-1913

When the Brücke disintegrated in 1913, it had achieved some of its aims; notably the renewal of a kind of German art which acknowledged developments elsewhere without abandoning the Germanic past. The aim to establish a new and harmonious way of living, outside of the constraints of society had worked for a while, in the kind of artistic commune dreamed of by Van Gogh and Gauguin, but it was ultimately doomed to failure, perhaps because carefree harmony as a way of life robbed the artists’ ambition of any sense of urgency. Even had the group remained true to this aim, it was unlikely to have survived the World War that was almost upon them.

As the  Brücke dissolved as a group, the artists went on to pursue their own personal visions, but from this point onwards they were to look at the landscape and the human figure in a detached way, as artists and intellectuals, and not as social revolutionaries; a shame perhaps, but their early work was to stand as a testament to their liberating, life-affirming ideals throughout the Nazi period (when it was, typically, classified as ‘degenerate’ by the authorities) and the freedom they created and recorded still retains its power today.

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